Regulatory compliance Manager
The candidate will be... for advising clients on compliance with the Securities Act,... and advertising materials for compliance with the Advisers Act... in the performance of compliance functions, such as oversight complianceread more
The candidate manage significant... projects to bring firm’s compliance program to the “next... level”. Provide compliance advice to all firm... help the business implement compliance controls as well as complianceread more
Senior Corporate Counsel
Duties: Serves as... including Employment, Litigation, Contracting, Compliance, Regional Counsel, and Corporate... Quality. Advise in the... legal/business issues. Manage external counsel within specified budgetary limits... and in line with business and legal management’s expectations. Manage tight deadlines...
Director, Associate Counsel – Retail
Duties: Provide... work closely with the compliance and fund administration team.... Preparation and filing of annual prospectus updates and registration statements for new funds and series; oversee all other required 1940 Act filings. Review and...
of Legal Affairs/Corporate General Counsel
The candidate will be... responsible for overseeing all corporate legal matters that arise,... while providing services to procedures within the larger corporate structure to engage client... concerns and resistance from compliance of outside entities that......
candidate provide support for compliance and performance reporting, conduct... senior analysts with developing compliance and performance reports, as... well as ad hoc analysis; Ensure accuracy and consistency of data generated internally and collected from outside sources, maintain and update the...
Corporate Counsel - Commercial
The... in implementing and maintaining compliance and ethics programs throughout... drafting, reviewing and negotiating corporate transactional documents, including stock... liability company agreements and corporate resolutions. Conduct legal research... as needed. Supervise outside counsel as needed....
Testimonial of the Week
Out of all the other job boards I have used, LawCrossing was definitely the most impressive. I have received many job interviews from jobs I applied to on your site.
The candidate will... wide range of securities, corporate, and M&A matters. Assisting... SEC reporting process. Supporting corporate governance matters, including meetings... with M&A transactions. Supporting compliance activities relating to various... corporate SEC reporting and securities compliance, including preparation of periodic......
Managing Counsel- Corporate Trust
The candidate will... legal advice to the Corporate Trust business line in... Counsel who supports the Corporate Trust business. Providing legal... to ensure that all Corporate Trust transactions comport with... Corporate on proposed regulations and compliance with existing regulations. Drafting......
Counsel, International Media Networks
The... and analysis on global compliance and legal issues; Coordinating... and partnering with BALA representatives in various territories on best practices; Counseling various client groups on a wide range of legal matters and collaborating with multiple...
Counsel, M&A and Strategic Investments-Legal,... Compliance and Public Policy
The... President and Associate General Counsel who covers this area.... teams from Legal and Compliance and coordinate with other... integration activity. Supervising outside counsel. Should have Juris Doctorate... degree with strong...
counsel; Architect and ensure compliance with all company legal... policies on industry-specific issues, corporate governance and regulatory affairs.... or regulatory considerations (e.g., compliance). Serve as a strategic... the Management team regarding corporate matters including board resolutions,... corporate negotiation, information security and compliance, privacy, corporate governance, intellectual......