Chief compliance Officer
The candidate will be... and execution of the compliance program for company's four... the U.S. investment adviser compliance program. Oversight of the... a high performing adviser compliance team that is execution complianceread more
Swap Dealer compliance Officer
The candidate will manage... swap dealer compliance program including assessing and... business activities. Overseeing the compliance framework for annual Chief compliance Officer Report. Leading and... Working closely with all compliance Department functions to support complianceread more
counsel Privacy & corporatecompliance The candidate will serve as... support a robust corporatecompliance Program. Oversee a... Support internal investigations involving compliance with Company policies and... and regulations. Conduct ongoing compliance monitoring activities, including risk complianceread more
Legal & Compliance – General Counsel, Strategic... with the SP Chief Compliance Officer to implement the... funds’ compliance programs. Providing legal support... to investor reporting and correspondence. Coordinating with funds’ investment and operational professionals regarding all fund matters. Strategic Partners...
Corporate Advise regularly on all compliance matters related to advocacy... Corporate Counsel for Regulatory Compliance in managing compliance with... law and tax law compliance, in addition to other... compliance areas. Supervise all political... law and other compliance reporting for the organizations,......
of Legal Affairs/Corporate General Counsel
The candidate will be... responsible for overseeing all corporate legal matters that arise,... while providing services to procedures within the larger corporate structure to engage client... concerns and resistance from compliance of outside entities that......
The candidate will... and Committee meetings. Ensure compliance with SEC and NASDAQ... Investor Relations, Finance and Corporate Communications on earnings releases,... design and development of corporate policies, procedures, and programs... public company and provide counsel and guidance on legal......
The candidate will... collaborate with outside compliance and legal teams to... As our first in-house counsel, you will gain exposure... building out our in-house compliance and legal teams. Provide... respect to legal and compliance requirements in our heavily... counsel,...
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Senior Corporate Counsel
The candidate will... advise engineering, product, compliance, and other business teams... as advise on unprecedented compliance and regulatory issues. Handle... corporate governance matters and manage... and support the General Counsel and the rest of... the Legal team...
Seeking Corporate Attorney-Public Companies with 2-6... variety of matters including corporate governance and SEC and... exchange reporting and compliance; and (iii) managing client... have worked in the corporate department of a national... or international law firm, and will have a...
The candidate will lead... sales corporate governance and compliance and significant litigation. Manage... and maintenance with outside counsel; lead portfolio dispute resolution... enforcement efforts with outside counsel; review and assess trademark... litigation (liaise with outside counsel and insurance broker/risk manager,... counsel....
Counsel operations, including regulatory and compliance matters. Serve as legal... on a wide-range of corporate contracts, including IT service... assistance to the company’s compliance staff. Assist with the... preparation of the company’s corporate governance and provide corporate... secretarial services. Ensure the......
Chief Corporate Lawyer & Deputy General... Counsel, Global Corporate Affairs
The candidate should... be an experienced senior corporate attorney to serve as... the company’s chief global corporate counsel and lead our... Corporate securities, accounting, international taxation, compliance, and regulatory matters, as......
Senior corporatecounsel – State Regulatory compliance and Policy
Duties: ... Responsible for state regulatory compliance and relationship building with... public regulatory commissions in states. Drafting filings for submission to... read more
Health Plan compliance Officer
The candidate will... the health plan regarding compliance issues, Regulatory Audits and... Develop and manage site compliance Oversight Committee meetings and... and maintain an effective compliance Program, including compliance related policies complianceread more
Legal & compliance Associate counsel RESPONSIBILITIES: Provides... internal audits and annual compliance reviews and risk assessments.... personnel and outside counsel on matters related to... the formation, offering and operations... read more