Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring activities, including...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is instrumental in supporting the mission of the StratIntel division within the organization's Member Supervision department. The role involves leading complex analytical projects to identify emerging market risks with minimal supervision, developing...
Title: Senior Principal Intelligence Specialist Job Responsibilities: - Engage proactively with member firms and other intelligence partners to support the mission of StratIntel, which includes the collection, analysis, processing, and dissemination of strategic and tactical intelligence. - Serve as a subject matter expert...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Description Graduate/Undergraduate Intern - Member Regulation, Sales Practice - Jericho, NY( Job Number: 004918) Description We Work to Protect Investors. Join our Team. 2016 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high â€... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
##Principal Litigation Counsel, Enforcement FINRA is looking for an experienced Principal Litigation Counsel, Enforcement to join their team. In this role, the Principal Litigation Counsel will work under managerial guidance to litigate nationwide non-disciplinary and disciplinary proceedings before the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC). ##Essential Job Functions - Represent Or... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Organization is looking for an Enforcement Counsel to perform rigorous assessment and effective advocacy in Enforcement matters. The ideal candidate must have a Law degree with a minimum of four years of relevant legal experience in a regulatory or legal environment. They must also have excellent oral and written communication and litigation skills, and excellent interpersonal skills. The salary for this position if the work is performed in New York, New York is a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
## Senior Litigation Counsel in Enforcement - Any FINRA Location FINRA is looking for a Senior Litigation Counsel to join their Enforcement team. This role is responsible for representing FINRA in complex disciplinary proceedings, non-disciplinary hearings and litigation, appeals before the National Adjudicatory Council, and providing guidance and advice related to statutory disqualification, member application denials, and waiver/exemption requ... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
## Senior Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel works under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC). This position is available at multiple FINRA locations with the possibility of remote work. ### Essential Job Functions * Represent FINR... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here