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from an accredited law school and admission to a bar required • Expertise in laws, rules, and regulations governing the securities industry preferred Key... Responsibilities: • Render senior-level legal advice and support in connection with the complete...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Principal Counsel, Enforcement - $150,000-$200,000/year - Full Time - R-007990 H2: Join Our Team as an Enforcement Principal Counsel with FINRA! Are you a skilled and experienced attorney looking for a challenging and rewarding career opportunity? Look no...
Senior Litigation Counsel, Enforcement - Any... Location The Senior Litigation Counsel, Enforcement position is... of 10 years of litigation experience. This role involves... issues, and participating in litigation training. The position requires... a law degree and admission to the...
Senior Litigation Counsel, Enforcement - Any... California: $296,100 - Washington, DC: $283,800 - Colorado/Hawaii: $246,600 - New York, NY: $296,100 - Washington: $283,800 Experience: - Minimum of 10 years of litigation experience - First-chair trial... experience Education:...
FINRA is seeking a highly qualified Senior Vice President, Appellate for our Office of General Counsel (OGC) in Washington, DC or Rockville, MD. The Senior Vice President—Appellate (SVP) will oversee the legal support and guidance provided to the National Adjudicatory...
- Join the leading securities regulator in the US... - Oversee AML and anti-fraud investigations - Lead a team of highly skilled specialists - Develop and execute strategies to mitigate risks - Collaborate with industry and external stakeholders - Competitive...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full time Posted Yesterday Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing...