RIAs, and private funds. - Act as underwriters counsel on... Interpret and apply federal securities laws, including the Securities... Exchange Act of 1934,... Investment Advisers... Act of 1940, and Investment... Company Act of 1940. - Handle ADV/Form... BD/Form PF filings, and ongoing...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Law Firm is seeking a Corporate Securities Senior Counsel Law... Firm is currently seeking an experienced Corporate Securities Senior Counsel to join... their team. The ideal candidate will have a minimum of ten years of experience, a commitment to the community, superior interpersonal skills, and a demonstrated record of working well under pressure. This position is available in any of the Law Firm's offices, including the virtual office, The Link. ## Qualifications - M... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Law Firm is seeking an experienced Corporate Securities Senior Counsel to join... our team. This position requires a minimum of ten years of experience and a commitment to the community. The ideal candidate will have excellent academic credentials, superior interpersonal skills, and a demonstrated record of working well under pressure. ## Qualifications - Minimum of ten years of experience in corporate securities - Experience with the... Securities Exchange Act of 1934... - Expe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Secretary & Compliance Officer The candidate will perform the duties of the Assistant Corporate Secretary for the corporation and subsidiaries, as set forth in bylaws, and state and federal law, and fulfills all Assistant Corporate Secretary duties. Prepares and maintains corporate resolutions, presents to the Board of Directors on various legal and governance issues, and ensures all details regarding board meetings, annual meetings, and other communicati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Commuter benefits program Wellness program . Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors. SEO Friendly Job Title: 1940 Act Attorney - Experience with... Investment Company Act of 1940 and Securities... Laws and Regulations H1:... Join . Bank... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Tuition reimbursement Health and wellness programs Other employee discounts Employee stock purchase program Salary Information Salary for the position of Assistant General Counsel - Securities and Capital Markets Attorney... is commensurate with experience. . Bank is looking for an experienced attorney to join its Public Company and Securities Legal Team as an... Assistant General Counsel - Securities and Capital Markets Attorney.... The ideal candidate for t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
**1940 Act Attorney (Remote)** .... Bank is looking for an experienced 1940 Act Attorney to join their... regulatory administration group. The successful candidate will have two years to more than twenty years of experience working with mutual funds or ETFs registered under the Investment Company Act of 1940. This role... offers the opportunity to work remotely. **Qualifications:** - Law degree - Licensed to practice in the applicable jurisdiction **Preferred Skills/Expe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will be advised regarding federal securities laws and forms, including... the Investment Company Act of 1940 and the... Investment Advisers Act of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will be advised regarding federal securities laws and forms, including... the Investment Company Act of 1940 and the... Investment Advisers Act of 1940... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
law firm, financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will provide advice regarding federal securities laws and forms, including... the Investment Company Act of 1940 and the... Investment Advisers Ac... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will be advised regarding federal securities laws and forms, including... the Investment Company Act of 1940 and the... Investment Advisers Act of 194... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here