This role involves working closely with shareholders and participating in business development and client-facing activities. The associate will handle corporate or securities law matters, with a... focus on registered investment companies and investment advisers, private funds, and regulatory and complian...
participate in business development and client-facing activities. Key responsibilities include: - Handling regulatory and compliance matters concerning federal securities laws, including the Investment... Company Act of 1940 and the... Securities Act of 1933. - Playing... a... leading or key role in transacti...
Title: Investment Funds, Regulatory Associate Job Responsibilities: - Assist fund sponsors with fundraising and transactions. - Navigate SEC examination and enforcement matters. - Review offering materials and fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings. - Respond to...
Midwest firm manages its practice groups efficiently and matter-of-factly. Solid and steady work help solidify this firm as a reliable player in the smaller law firm market. Associates can expect good training, including more hands-on work than in...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Investment Services Paralegal Duties: Prepare and review filings with the Securities and Exchange Commission through... the EDGAR system for mutual funds, investment advi...
are committed to creating a workplace that reflects the diversity of our global church and community. We strongly encourage diverse candidates to apply. Wespath Benefits and Investments, located in Glenview, IL, is seeking an Assistant General Counsel – Investments...
law firm in Chicago, IL is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...