Firm is seeking an Investment Funds Regulatory Associate ... regulatory experience for its Investment Funds Regulatory Practice. The... successful candidate will possess strong working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Priva...
Associate — Corporate — Investment Funds Regulatory H1:... as an Associate in Investment Funds Regulatory Practice ... Seeking Experienced Associate in Investment Funds Regulatory Practice ... of Associate in the Investment Funds Regulatory Practice. This... is a great opportunity...
Job Title: Investment Funds, Regulatory Associate Job Responsibilities: -... fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings. - Respond to examinations. Education and Experience Information: - 1-3 years of investment funds-related regulatory experience at... a global law fi...
Job Title: Associate - Investment Services Job Responsibilities: The Associate -... Investment Services will join the... Investment Services team within the... corporate or securities law matters, with a focus on registered investment companies and investment advisers,... private funds, and regulatory... and complian...
Job Title: Associate - Investment Services Job Responsibilities: The Associate in... the Investment Services department will have... concerning federal securities laws, including the Investment Company Act of 1940... and the Securities Act of 1933. - Playing a... leading or key role in transacti...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Investment Services Paralegal Duties: Prepare and review filings with the Securities and Exchange Commission through the EDGAR system for mutual funds, investment advi...
Title: Securities Services Attorney - Assistant Vice President & Senior Counsel Job Responsibilities: - Review, identify, analyze, and escalate issues raised during the negotiation of various complex service agreements, including custody, fund administration, and non-disclosure agreements for institutional clients. - Contribute to the...
Compliance Manager locations Chicago, IL Stamford, CT time type Full time posted on Posted 5 Days Ago job requisition id 106819 About Northern Trust: Northern Trust, a Fortune 500 company,...
in Glenview, IL, is seeking an Assistant General Counsel – Investments to provide legal advice and support to all areas of the organization regarding investment management activities. This includes... managing legal issues related to regulatory change management and legislative pol...
guidance to clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies. They will also advise investment advisers on business and... regulatory matters, collaborating closely with clients,...