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Complex Investigations and Intelligence
The candidate will serve as a key member of the senior leadership team within the National Cause and Financial Crimes Detection Programs (NCFC) and Member Supervision overall. Provide strategic direction for NCFC CII Team and provide...
Front-End Cause Unit
The candidate will perform Intake & Assessment with minimal supervision, and demonstrate competency in investigative techniques and an understanding of relevant rules, federal securities laws, and markets and trading. Analyze the information received and identify the regulatory...
Principal Analyst, Large Diversified Risk Monitoring
The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director, with emphasis on lead role covering the Large Diversified firm sub-grouping which includes some of the...
Director, Legal Services
The candidate supervises the Managing Directors for the field offices, ensuring excellent and consistent Legal Services operations nationwide and playing a critical role in the organization's mission of ensuring that unaccompanied children have high-quality legal representation in...
Enforcement - Any FINRA Location
job requisition id
The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages,...
Vice President, Enforcement Legal
The candidate will serve as a senior legal advisor to the EVP of Enforcement, responsible for monitoring and advising on high-impact and noteworthy investigations and disciplinary actions, including litigation, across the department and in coordination with...
Deakins RFP Pitch Team Coordinator
Ogletree Deakins, an Am Law 100 law firm, seeks a coordinator to join the firm’s fast-paced RFP and Pitch Team in its Client Services Department. The RFP and Pitch Team responds...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
- Real Estate/Financial Services
Are you looking for a challenging position as a Paralegal in a law firm? We are looking for an experienced Paralegal with at least 3 years of experience in the real estate finance and public...
Asset & Wealth Management Tax Director
## Job Overview
The Asset & Wealth Management Tax Director is responsible for providing tax advice to clients in the Financial Services sector, specifically focusing on asset and wealth management. This role...