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H1: Litigation Associate Chicago H2:... highly motivated and experienced Litigation Associate to join their... in the areas of securities, commodities, and antitrust. ... H2: Responsibilities The Litigation Associate will be responsible... for: - Conducting in-depth factual and...
Principal Counsel, Enforcement - Full Time Job with Organization H2: Job Overview FINRA is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This role plays a crucial role in assessing and advocating for...
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
Senior Litigation Counsel, Enforcement - Represent... involving violations of federal securities laws and SRO rules. Salary... Range: - CA: Minimum Salary $146,200, Maximum Salary $296,100 - CO/HI/MN/VT*: Minimum Salary $127,300, Maximum Salary $246,600 - IL*: Minimum Salary $139,800, Maximum Salary $271,400 - Jersey City, NJ/NY,...
Enforcement - Job Requisition ID: R-008297 Organization: FINRA Location: Various locations across the US (Full-time) Posted: Today Salary Range: $127,300 - $296,100 (Actual salary based on experience and qualifications) FINRA is seeking a highly skilled...
The position of Director, Enforcement is a full-time role within the organization. The job requisition ID for this position is R-008299 and it was posted today. The Enforcement Director will manage a team of 5-8 Enforcement attorneys and will...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Apply for the position of Director, Enforcement at Organization. Location: New York, NY Jersey...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1: Join FINRA as Our Associate General Counsel, Regulatory H2: Be Part of a Dynamic and Innovative Team Organization: FINRA Department: Office of General Counsel...
General Counsel, Regulatory - Full Time Posted Yesterday - R-008412 This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of...