contracts related to the company's ETF and mutual fund... distribution business. - Research and provide legal advice to the company's business regarding FINRA regulatory... and broker dealer compliance issues. - Manage communication and interaction with the company's clients, service providers, and... others...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews of...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead... or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project...
legal team within the company is responsible for providing... complex data center power and energy transactions with data center providers. Key responsibilities include: - Collaborating with company executives to complete agreements... between the company and its providers. - Coordinating... efforts of various...
responsible for providing legal support for complex data center power and energy transactions with data center providers. Key responsibilities include: - Collaborating with company executives to finalize agreements... with data center providers. - Coordinating efforts across internal organizations to en...
Title: Asset & Wealth Management - Renewable Energy Tax Senior Manager Job Responsibilities: The role of the Asset & Wealth Management - Renewable Energy Tax Senior Manager involves providing strategic tax consulting services to clients, particularly in the renewable energy sector. The...
legal team at the company is responsible for providing... support for complex data center power and energy transactions with data center providers. Key responsibilities include: - Collaborating with company executives to finalize agreements... with providers. - Coordinating efforts across various internal organization...
issues for multi-state alternative investment firms, including compliance, advising,... planning, and managing controversies. - Engage with multi-state companies to handle state and local tax controversies by preparing clients for discussions with auditors, representing clients at hearings and appeal meetings, and...
Participate in multi-state alternative investment firms, including hedge funds,... fund of funds, private equity, and real estate, addressing state and local tax issues such as compliance, advising, planning, and controversies. - Engage with multi-state companies on state and local tax...
Title: Senior Legal Counsel Job Responsibilities: The Senior Legal Counsel will be responsible for advising on a broad range of strategic activities, including mergers and acquisitions, debt and equity financings, and other corporate initiatives. The role involves serving as the primary legal...
and compliance of the company's . employee benefit plans,... including 401(k) plan, health & welfare plans, fringe benefit programs, nonqualified deferred compensation plan, and leave of absence. - Provide legal advice on employee leaves of absence, including FMLA, paid and unpaid...
Title: Senior Corporate Counsel - Benefits Job Responsibilities: - Advise Benefits and other internal teams on the design, administration, and compliance of the company’s . employee benefit plans, including 401(k) plans, health & welfare plans, fringe benefit programs, nonqualified deferred compensation plans,...
- Benefits at the company is responsible for providing... strategic support concerning the company's . employee benefit plans... and programs. Key responsibilities include: - Advising the Benefits and other internal teams on the design, administration, and compliance of . employee benefit...