and provide legal advice to the company's business regarding FINRA regulatory and broker dealer compliance issues. - Manage... communication and interaction with the company's clients, service providers, and others regarding contract terms and conditions and other relevant information. - Stay informed...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Manager The candidate will provide compliance oversight for the broker dealer and registered investment... advisor of The firm in support of the Asset Management Group’s business. Implement, maintain and manage compliance policies, procedures, processes and controls to ensure compliance with applicable regulatory requirements. Manage the compliance programs for StanCorp Investment Advisers, Inc. and StanCorp Equities, Inc. Effectively influence business partners by b... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant 4 - Bank Holding Company Act and Commercial Compliance Officer The candidate will perform oversight of and maintain a regulatory risk management program for the Federal Reserve Board Regulations K (International Operations), U (Credit for the Purchase of Margin Stock); R (Exceptions from Broker Dealer Definitions), 12 CFR... Part 24 Community Development Investing, and the Bank Holding Company Act (BHCA)/Regulation Y limitation on control. Will work closel... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Benefits: The salary for this position is competitive and will be commensurate with experience. We’re serious about Building. We’re a team that cares - about investors, about sponsors, and about each other. Building something great is never easy. We encounter obstacles. We face challenges. Things can sometimes feel chaotic. And because we build together, intentionally engaging our shared core values to build an inspiring culture, we enjoy our work - even when it... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Tax Senior Manager - Financial Services Industries - Hedge Fund Tax ### Position Summary read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Manager - Investment Management - Private Equity Tax Business Tax Services ## Position Summary read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Manager - Investment Management - Private Equity ## Position Summary Do you have a solid understanding of Subchapter K, partnership allocation methodologies, and the tax compliance process for investment partnerships? If so, read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Advisor I The candidate will be responsible for: Expand and enhance existing Wealth Management and Bank relationships to high-valued clients through a comprehensive financial planning approach designed to achieve client goals and objectives. Shall deliver Wealth Management and Bank solutions for asset protection, asset management, retirement/IRA, and banking. Design, implement, update, and monitor client’s comprehensive financial plan. Retention of high-valued client... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Advisor I The candidate will be responsible for: Expand and enhance existing Wealth Management and Bank relationships to high-valued clients through a comprehensive financial planning approach designed to achieve client goals and objectives. Shall deliver Wealth Management and Bank solutions for asset protection, asset management, retirement/IRA, and banking. Design, implement, update, and monitor client’s comprehensive financial plan. Retention of high-valued client... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager The candidate will provide compliance oversight for the broker dealer and registered investment... advisor of The Standard in support of the Asset Management Group’s business. Implement, maintain and manage compliance policies, procedures, processes and controls to ensure compliance with applicable regulatory requirements. Will manage the compliance programs for firm's Investment Advisers, Inc. and firm's Equities, Inc. Effectively influence business partners... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Services and Products Associate The candidate should have 3-5 years of Investment Company Act and Investment Advisers Act experience. Experience in supporting registered open-end (mutual) funds is a must. Experience in supporting registered closed-end funds (including interval funds), business development companies and private funds and knowledge of broker-dealer regulation are a plus.... Excellent academic credentials, writing skills and interpersonal skills are also... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here