and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2:...
Title: Managing Counsel Job Responsibilities: - Provide legal advice to the company and ensure operations align with acceptable legal risk levels. - Serve as day-to-day legal support for business partners across various business areas, working with external counsel as necessary and escalating issues...
fund registration statement disclosure process and support the mutual fund Board of Trustees, overseeing materials and meeting processes for traditional open-end mutual funds. - Oversee product development matters for mutual funds and ETFs, and manage the board... process related to ET...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Governance and Disclosure Legal Assistant Duties: Provide support to the Fund Board Group and the Fund Disclosure Group and assist in filing, drafting, coordinating, producing, maintaining and disseminating materials in connection with board meetings, and with disclosure related filings, such as prospectuses, statements of additional information, proxy statements, and other regulatory filings. Assist in coordinating with scheduling of board meetings, due dates and tim... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Asset Management Compliance Duties: Support several of Fidelity’s investment advisers offering a wide range of products and services. Accountable for compliance due diligence of third-party money managers seeking to serve as sub-advisers to certain of mutual funds and exchange-traded funds (“ETFsâ€) as well as overseeing funded sub-advisers. Will build strong relationships and meet onsite with Fidelity and non-Fidelity investment advisers as well as other co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: Responsible for handling legal matters as they relate to Janus’ . Intermediary Distribution business as well as regulatory research and reporting matters. Provides legal advice and support for the following areas: All aspects of the distribution of Janus’ US mutual funds (retail and variable insurance trust products) through intermediaries including broker-dealers, retirement platform providers,, insurance companies, banks and other financial s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
& Assistant General Counsel The candidate will serve as Chief Legal Counsel and Secretary to . mutual fund products. Primary responsibility for management of the fund registration statement disclosure process and support of mutual fund Boards of Trustees, including oversight of materials drafting and meeting process for traditional open-end mutual fund and ETF products. Provides legal advice and support for the following areas: Primary responsibility for . mutual... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel The candidate will report to the General Counsel. Will provide advice with respect to a number of ALPS sponsored ETFs, closed-end funds and mutual... funds, including preparation of registration statements, prospectus and SAI disclosure and materials for board consideration. Serve as a legal resource for internal business clients and internal compliance professionals on issues concerning the securities laws, and relevant SEC and other regulatory guidan... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel Duties: Provide advice with respect to a number of sponsored ETFs, closed-end funds and mutual... funds, including preparation of registration statements, prospectus and SAI disclosure and materials for board consideration. Serve as a legal resource for internal business clients and internal compliance professionals on issues concerning the securities laws, and relevant SEC and other regulatory guidance, relating to asset management business. Educate i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: Provide legal support for innovative ETF and VIT fund families, including investment company and exchange regulations, board of trustee support, registration statement and disclosure matters, and general investment adviser and investment company research and reporting. Provides legal advice and partners with business units to support the following areas: Provide legal support for ETF and mutual fund (VIT) trusts and board of trustees, with a particular... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mutual Fund Attorney The candidate will advise senior management and key business group clients on legal issues arising out of the ongoing operations of the firm and related service providers and help ensure these activities are conducted in compliance with all applicable laws and regulations. Analyze issues and provide guidance to ensure compliance with all applicable rules and regulations affecting these entities. Work effectively with business groups, cross-functio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will work on all aspects of the distribution of firm’s US mutual funds (retail and variable insurance trust products) and exchange-traded funds (ETFs) through intermediaries including broker-dealers,... retirement platform providers, insurance companies, banks and other financial service providers. . sub-advised fund matters, including negotiation of sub-advisory contracts, review of prospectuses and other disclosure materials and related document... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, Mutual Funds Responsibilities: Work on complex legal issues where analysis requires identification and evaluation of multiple factors. Manage legal matters provided to a number of in-house constituents within practice areas. Exercise independent judgment regarding legal advice with limited supervision of more senior attorney. Negotiate discrete disputes within practice areas. Review and draft documents and templates within practice areas. Coordinate legal mat... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here