Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Markets Partner The candidate will serve as a business advisor to clients, guiding them on compliance with securities laws, managing public and private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely...
and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2:...
Markets Partner The candidate will serve as a business advisor to clients, guiding them on compliance with securities laws, managing public and private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward is responsible for maintaining the quality, integrity, and consistency of data that supports the law firm's Corporate and Regulatory practices. The role involves working closely with...
HONORS Program Job Responsibilities: FINRA Enforcement Associates in the... Honors Program play a crucial role in contributing to Enforcement's investigations and making decisions on whether to bring disciplinary actions against individuals and firms within the financial industry. These Honors Associates...
with various other motions. - Engage in forums including state (primarily Colorado) and federal courts, as well as arbitration forums such as JAG, JAMS, and FINRA. - Conduct minor trial and... deposition examinations. - Review and summarize deposition testimony. - Handle subject matters...
discovery management, depositions, trial preparation, and trial practice. - Work in state (primarily Colorado) and federal courts, and arbitration forums such as AAA, JAG, JAMS, and FINRA. - Appear in court and... assist in developing business. - Handle legal matters that include...
ongoing risk assessments of FINRA members, reporting to a... Risk Monitoring Director. - Support a Risk Monitoring Director in identifying existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring activities on complex or elevated risk firms...
ongoing risk assessments for FINRA members, under the supervision... of a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and in interactions with internal and external parties. - Handle monitoring activities related to complex or...
ongoing risk assessments of FINRA members, reporting to a... Risk Monitoring Director. - Identify existing and emerging risks and engage in interactions with internal and external parties. - Conduct risk monitoring activities, including those involving complex or elevated risk firms, with guidance...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Serve as a senior-level position reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and manage interactions with internal and external parties. - Conduct...
Title: . Private Bank – Market Team Lead – Managing Director Job Responsibilities: - Manage and build relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role within the StratIntel unit of the organization’s Member Supervision department. This role is centered on delivering proactive intelligence to enhance investor protection and market integrity. Key responsibilities include: -...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst is tasked with supporting the External Strategic Engagements leadership team in all aspects of their responsibilities. This includes representing the team when appropriate and leading the development of...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a critical role in the StratIntel mission within the organization's Member Supervision department. This role is instrumental in delivering proactive intelligence to enhance investor protection and market integrity. Key responsibilities include: -...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting a multi-year strategic plan and managing priorities to align with the goals and vision of Member Supervision. - Work closely with cross-functional partners...
Title Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. This includes setting a multi-year strategic...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is an advanced expert-level position within the Strategic Intelligence & Analytics (StratIntel) organization, which is part of the Member Supervision department. This role involves utilizing an expanded skillset and expertise...