Title: Bank Regulatory Deposits Attorney, Vice President Experience: 7+ years of experience in private or consumer banking or wealth management products Location: New York City/Washington, DC Salary Range: USD 170,000 - 270,000 Department: Legal Company:...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams through all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting related...
Manager, Global Trade Technology - SAP GTS Atlanta, GA; Boston, MA; Cincinnati, OH; Columbus, OH; Dallas, TX; Denver, CO; Detroit, MI; Houston, TX; Los Angeles, CA; Minneapolis, MN; Montvale, NJ; New York, NY; Philadelphia, PA; Raleigh, NC; Seattle, WA;...
Title: Customs & International Trade Tax Manager Job Responsibilities: - Manage client service accounts and lead engagement workstreams, ensuring the successful planning, budgeting, execution, and completion of projects. - Develop, mentor, and supervise team members to deliver top-notch results, leveraging their unique strengths...
Title: Associate General Counsel - Operations & Experience - Remote Job Responsibilities: The Associate General Counsel - Operations & Experience is tasked with providing legal advice and counsel to the business operations of the organization, particularly within the UHC Legal, Compliance and...
Title: Manager or Senior Manager, Global Trade Technology - SAP GTS Job Responsibilities: - Lead implementation projects of Global Trade Technology solutions through the entire project life cycle with minimal supervision. - Ensure the quality of project deliverables, including blueprint design documentation, system...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: **Members Only** Department: Office of Oversight Liaison and...
Mid-Level Associate: Financial Institutions Group at **Members Only** **H2: Exciting Opportunity for Mid-Level Associate in Financial Institutions Group at Top Law Firm! **Job Title: Mid-Level Associate: Financial Institutions Group **Job Location: New York or Washington...
DC - Investment Management Junior/Midlevel Associates: - Join a prestigious law firm in Washington, DC with a focus on investment management and the regulation of retail investment advice. - Two positions available: one for a junior associate with 1-3 years...
E - Advisory - Senior Consultant - AML Risk Management and Governance Forensic Same job available in 5 locations Atlanta, Georgia, United States Boston, Massachusetts, United States Charlotte, North Carolina, United States New York, New...
Posting Mar 12, 2021 Department: Department: Legal – Operations and Experience Associate General Counsel – Operations & Experience – Remote Job Title: Associate General Counsel – Operations & Experience Job Type: Full-time, exempt Salary...
Title: Tax - SAP Global Trade Services - Senior Consultant Job Responsibilities: - Deliver complex projects in a fast-paced, team environment. - Lead and assist Customer and Sales Operations pursuits and practice development initiatives. - Promote and participate in forums for sharing expertise, strengthening...
President, Underwriting The candidate will support the implementation of Transactional Risk strategies by contributing to business development and growth through cultivating relationships with all key stakeholders and making informed underwriting decisions to enhance the profitability of the portfolio. Generate new...
Associate General Counsel – eDiscovery Salary: Competitive salary with annual performance-based bonus and stock grant Experience: Minimum of 5 years of experience in litigation and investigations, with a strong background in eDiscovery management Location: Washington, . (Hybrid role - 3...
(Securities Enforcement) at Law Firm Miller & Chevalier About the Position: - Seeking a Counsel-level attorney to join the Securities Enforcement practice group at Miller & Chevalier - The practice represents a diverse range of entities and individuals in...
Analyst, Dispute Resolution Job Title: Principal Analyst, Dispute Resolution Organization: FINRA (Financial Industry Regulatory Authority) Department: Dispute Resolution Experience: 5+ years Location: Chicago, IL; Jersey City, NJ; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA Time Type: Full Time Salary...
Investigator, High Risk Representatives - All FINRA Locations H2: Conduct High Complexity Investigations and Provide Guidance to Member Supervision Staff FINRA, the Financial Industry Regulatory Authority, is currently seeking a Principal Investigator to join their team in various locations...
MS Operations, Procedures and Standards - All FINRA Locations FINRA is currently seeking a Director for their Member Supervision Operations, Procedures and Standards team. This individual will report directly to the Vice President and will be responsible for providing...
Summary: The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings...
friendly job title: Associate Principal Investigator, NCP - IRG - All FINRA Locations H1: Join FINRA as an Associate Principal Investigator H2: Investigate Regulatory Matters at FINRA's IRG Department Associate Principal Investigator, NCP - IRG - All...
Friendly Job Title: Associate Director, Regulatory Policy Legal Support - Washington, DC/Rockville, MD H1 Heading: Join Our Team as the Associate Director of Regulatory Policy Legal Support H2 Heading: Essential Job Functions and Requirements for the Associate Director...
Job Title: Associate Director, Appellate Legal Support at FINRA H1: Join Our Team as the Associate Director of Appellate Legal Support at FINRA H2: Lead and Oversee High-Quality Legal Support for FINRA's Appellate Process Bold Headline: Are...
Associate Director, Appellate Legal Support - Washington, DC H2: Job Description for Associate Director, Appellate Legal Support Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC Job Type: Full Time Salary Range: $111,400 - $242,600 (based on location and...
FINRA is a not-for-profit organization dedicated to investor protection and market integrity. It regulates one critical part of the securities industry – brokerage firms doing business with the public in the United States. FINRA, overseen by the SEC, writes...
Friendly Job Title: Senior Director of Examinations - All FINRA Locations H1: Join FINRA as a Senior Director of Examinations H2: Lead and Strategize for Firm Group Examination Program Organization: FINRA Department: Member Supervision Salary Information: - Minimum salary ranges from $154,100 to $185,000 depending on...
Title: International Tax Senior Consultant, Global Trade Advisory Salary: Range estimate of $73,430 to $167,180, with potential for discretionary annual incentive program Experience: 3+ years in Import, Export, and/or Technology Enablement experience Department: Global Trade Advisory Company: **Members Only** Tax LLP Location: United States (hybrid work...
Analyst, Risk Monitoring - All FINRA Locations Location: Multiple locations including New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boston, MA; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago, IL; San Francisco, CA; Rockville, MD;...
Firm Seeking Chief Administrative Officer with 10-12 years of management experience in a law firm or professional services environment. The CAO will be responsible for overseeing the efficient and effective administrative operations of all offices, managing the firm's physical office...
Brokerage Associate General Counsel - $150,000-$200,000/year H1: Join Truist as a Retail Brokerage Associate General Counsel in Charlotte, Atlanta, Richmond, or Washington H2: Provide Legal and Regulatory Advice to Retail Broker-Dealer and Investment Adviser Affiliates Summary: Truist, a leading financial institution, is seeking a...
Principal Investigator, NCP - IRG - All Locations Organization: FINRA Department: Initial Review Group (IRG) Location: Multiple Locations (Boston, MA; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago,...
Friendly Job Title: Associate Principal Investigator, NCP - IRG - All **Members Only** Locations H1: Join the Team as an Associate Principal Investigator at **Members Only** H2: Investigate Regulatory Intelligence at **Members Only** as an Associate Principal Investigator Organization: **Members Only**...
Principal Investigator, NCP - IRG - All FINRA Locations Salary Information: - Locations: - Los Angeles, CA (Minimum Salary $94,200, Maximum Salary $176,000) - Jersey City, NJ (Minimum Salary $98,300, Maximum Salary $176,000) - Jericho, NY...
Title: Commercial Contracts Attorney - Income Principal Job Responsibilities: The Commercial Contracts Attorney at law firm will join the Business Group to work with both small and large business clients across various industry sectors. The role involves significant responsibilities in drafting, negotiating,...
Title: Customs & International Trade Tax Senior Manager Job Responsibilities: - Lead and manage large-scale projects in customs and trade tax. - Innovate and enhance processes to achieve operational excellence. - Engage with clients at a senior level to deliver impactful results. - Utilize knowledge...
Title: Security Architect for Network and Cloud Job Responsibilities: - Lead the design and development of the law firm's cloud network security solutions. - Oversee the operation and configuration of the law firm's cloud security toolsets. - Design and manage CNAPP (cloud-native application protection...
Title: Banking and Financial Services - Associate Job Responsibilities: - Represent payments, virtual currency, and other financial technology companies, as well as banks, broker-dealers, and other traditional financial sector leaders. - Handle complex regulatory matters for clients, including regulatory structuring and negotiation of...
Title: Tax Senior Consultant - SAP Global Trade Services Job Responsibilities: - Deliver complex projects in a fast-paced, team environment. - Lead and assist Customer and Sales Operations pursuits and practice development initiatives. - Promote and participate in forums for...
Title: SVP, Associate General Counsel of Litigation and Arbitration Job Responsibilities: The Senior Vice President, Associate General Counsel of Litigation and Arbitration is responsible for leading the Litigation and Arbitration team at the company. Core responsibilities include: - Managing a...
Title: Regulatory Correspondence Counsel Job Responsibilities: - Work with the company's Regulatory Correspondence (RC) team to respond to routine regulatory inquiries. - Review, oversee, and provide legal advice regarding the company's responses to regulatory inquiries. - Prepare written responses to regulatory inquiries as needed. -...
Title: Tax SAP Global Trade Services Manager Job Responsibilities: - Deliver complex projects in a fast-paced, team environment. - Lead and assist Customer and Sales Operations pursuits and practice development initiatives. - Promote and participate in forums for sharing expertise, strengthening the collective knowledge...
Title: International Tax Senior Consultant, Global Trade Advisory Job Responsibilities: As a Senior Consultant on the Global Trade Advisory team, the individual will engage in projects that require regulatory analysis for various entities and their affiliates. Key responsibilities include: - Assisting importers and...
Title: Associate, Trade & Customs Job Responsibilities: - Provide advice to clients in various industries on trade compliance matters, including import and export issues. - Lead and manage client projects, such as trade compliance audits, reviews, program development, and training. -...
Title: Senior Securities Counsel Job Responsibilities: The Senior Securities Counsel at the organization engages in a wide array of financial services and asset management-related legal issues. The primary responsibility is to provide counsel and advice to various internal business and compliance departments...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The SVP, Associate General Counsel, Chief Privacy Officer at the company is responsible for leading a team of dedicated privacy attorneys and professionals. This role involves providing guidance on substantive...
law firm in Washington, DC, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will have extensive experience in securities law and corporate governance, with a strong background in public company regulations...