Title Senior Counsel - IP Special Deals & Analytics Job Responsibilities As a Senior Counsel in the IP Special Deals & Analytics team, you will assume a range of critical responsibilities, including: - Managing intellectual property (IP) deals and negotiations...
Title: Senior Counsel - IP Special Deals & Analytics Job Responsibilities: - Manage IP deals and negotiations using data-driven analysis and innovative approaches. - Negotiate, value, and draft IP license, acquisition, and settlement agreements. - Identify key existing and emerging areas of IP risk...
practice represents a diverse range of entities and individuals in matters related to securities market participants, including broker-dealers and registered investment advisers... - The group is involved in enforcement matters before the SEC, DOJ, PCAOB, and other regulators -...
as well as banks, broker-dealers, and other traditional financial... sector leaders. - Handle complex regulatory matters for clients, including regulatory structuring and negotiation of critical contracts. - Engage in product innovation and provide legal guidance on regulatory compliance. - Conduct thorough research and...
federal securities laws. Key responsibilities include: - Addressing Investment Company Act status issues and providing legal opinions. - Handling broker-dealer and investment adviser status... issues. - Offering counsel on broker-dealer and investment adviser registration... and compliance. - Assisting in t...
Title: M&A, Private Equity, Capital Markets & Finance Associate Job Responsibilities: The M&A, Private Equity, Capital Markets & Finance Associate at the law firm will be involved in a variety of corporate and finance transactional work. The responsibilities include: - Engaging in complex...
Title: Assistant Special Counsel, Office of Hearing Officers Job Responsibilities: The Assistant Special Counsel in the Office of Hearing Officers is a senior-level legal position responsible for providing effective legal support to Hearing Officers in connection with the adjudication of disciplinary proceedings....
a junior associate with 1-3 years of experience and one for a midlevel associate with 4-5 years of experience at a large law firm. - Must have experience with regulatory matters in the financial services space, such as broker-dealer, investm...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The SVP, Associate General Counsel, Chief Privacy Officer at the company is responsible for leading a team of dedicated privacy attorneys and professionals. This role involves providing guidance on substantive...
Title: Financial Services Associate (Attorney) Job Responsibilities: The Financial Services Associate will be responsible for engaging in corporate finance transactions with a strong emphasis on blockchain and digital technologies. The role involves working with both new and established companies in the token,...
Title: Futures & Derivatives Associate Job Responsibilities: The Futures & Derivatives Associate will be a part of the law firm's Futures and Derivatives practice. The responsibilities include advising financial market participants on various aspects of US commodity, futures, and derivatives regulatory, transactional,...
Title: General Attorney Department: Department of Homeland Security, Customs and Border Protection, Office of Chief Counsel Job Responsibilities: - Provide ethics guidance and represent the organization in administrative hearings before bodies like the Equal Employment Opportunity Commission, Merit Systems Protection Board, Federal Labor...
complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide day-to-day legal and compliance advice to broker-dealers, RIAs, and private funds.... Act as underwriters counsel on public...
Title: Paralegal, Litigation Job Responsibilities: - Provides paralegal support by drafting correspondence and reviewing and responding to subpoenas and information requests. - Conducts legal research and proofreads legal documents as assigned. - Reviews, organizes, and tracks court, arbitration, and administrative subpoena requests and files. -...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. This includes setting a multi-year strategic plan, managing...
Title: Americas Senior Sanctions Advisory Officer Job Responsibilities: - Assess direct and indirect sanctions risks in transactions, deals, client onboarding/periodic reviews, securities-related escalations, and payments. - Conduct various sanctions control tests, escalate potential sanctions control gaps, and recommend enhancements or changes to existing...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of the Strategic Intelligence & Analytics (StratIntel) organization within the department. The position involves the following key responsibilities: - Partner with internal and...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is integral to the mission of StratIntel within the organization's Member Supervision department. The primary responsibilities include leading complex analytical projects to identify emerging market risks with minimal supervision, developing sophisticated frameworks...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is responsible for executing functions in support of the Strategic Intelligence & Analytics (StratIntel) mission within the organization’s Member Supervision department. This includes: - Partnering across the organization and externally on...
Title: Vice President, Enforcement Legal Job Responsibilities: The Vice President, Enforcement Legal is tasked with leading attorney teams in conducting high-impact and noteworthy investigations and disciplinary actions. This role involves coordination with other Vice Presidents within Enforcement Legal and the organization's Regulatory...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the StratIntel mission within the organization’s Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) is tasked with supporting the External Strategic Engagements leadership team in all facets of the group's responsibilities. This includes representing the...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with internal and external...
law firm in Washington, DC, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will have extensive experience in securities law and corporate governance, with a strong background in public company regulations...