concerning all aspects within the Bank’s full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including... Delaware trust) offerings and services. - Develop and support the implementation of legal assessments, interpretations, recommendations, and opinions on laws, policies, and regul...
company's Consumer Bank. The role requires advising senior management and other stakeholders on a wide range of legal and compliance issues within the company's full-service wealth management business, which includes RIA, Broker-Dealer, and Trust offerings and... services. Key responsibilities...
in New York, NY or Chicago, IL. The successful candidate will join a team specializing in insurance laws, regulations, and corporate transactions, providing strategic counsel to industry on fund formation, investment management, and broker-dealer mergers, acquisitions, and... restructurings....
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
- Commercial Banking The candidate will review and negotiate contracts for Commercial Bank’s Treasury Solutions products. Will provide legal support on an as-needed basis to the Company's Global Markets business, including assisting in the preparation and negotiation of swap (ISDA) and other agreements with counterparties. Manage existing outside legal review processes for NDAs and Control Agreements, including review and negotiation of any agreements that cannot be... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Front Line Risk Manager The candidate will support the Senior Director, Front Line Risk in carrying out the duties of the Front Line Risk function. Will handle coordination of the Front Line Risk function with business partners, compliance, internal audit, and external regulators. Partners with business unit management to oversee and manage all aspects of risk and assess, on an ongoing basis, the material risks associated with its activities, determining if actions ne... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Front Line Risk Manager The candidate will support the Senior Director, Front Line Risk in carrying out the duties of the Front Line Risk function. Will handle coordination of the Front Line Risk function with business partners, compliance, internal audit, and external regulators. Partners with business unit management to oversee and manage all aspects of risk and assess, on an ongoing basis, the material risks associated with its activities, determining if actions ne... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Bank Compliance Officer The candidate will advise business partners on compliance and regulatory risks associated with retail banking activities. Will work with retail business partners, Legal, Risk and Compliance colleagues to build a robust supervisory control and oversight program. Train supervisory personnel on regulatory and compliance risks. Develop and implement efficient supervisory and operational processes and procedures. Manage and respond to regulatory examina... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Litigation Associate The candidate must have 5+ years of experience in any of the following areas: Broker/dealer, litigation and arbitration, software... and technology litigation, trade secret counseling, financial services, insurance, labor and employment, patent, trademark and copyright, securities class action, shareholder, trade secret and unfair competition, zoning and land use appeals, trust and estate litigation, construction litigation and arbitration, and par... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director Candidate will consult with business units on broker-dealer projects, including new products... and services. Conduct oversight relative to compliance. Strategically consults in the review, development and implementation of existing and new products, policies, procedures and workflow to ensure compliance with rules and regulations. Identify and implement best practices. Oversee ongoing analysis, evaluation and research of issues. Maintain expert knowledge of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking a Senior Litigation Associate with 5+ years of business litigation experience for a law firm. Strong problem solving and communication skills are essential. Any or all experience in the following areas is preferred: Broker/dealer litigation and arbitration, software... and technology litigation, trade secret counseling, financial services, insurance, labor and employment, patent, trademark and copyright, securities class action, shareholder, trade secret and unfair comp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking a Litigation Associate with 2-3 years of business litigation experience, including any or all of the following areas: Broker/Dealer litigation and arbitration, construction... litigation and arbitration financial services, insurance, labor and employment partnership and corporate dissolution, patent, trademark and copyright, securities class action, shareholder, software and technology litigation, trade secret and unfair competition, trade secret counseling, trust and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Litigation Associate Candidate should have1-3 years of business litigation experience, including any or all of the following areas: Broker/Dealer, Litigation and Arbitration, Securities... Class Action, Software and Technology Litigation, Shareholder, Trade Secret Counseling, Trade Secret and Unfair Competition, Financial Services, Zoning and Land Use Appeals, Insurance, Trust and Estate Litigation , Labor and Employment, Construction Litigation and Arbitration, Patent, Tradema... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel Responsibilities: Provide advice and counsel to business leaders on legal, regulatory, legislative, compliance, and business issue. Draft, negotiate, review, and interpret various contracts and other legal documents between the Company and its clients, partners, vendors, and other third parties. Support mergers and acquisitions by assisting with due diligence, agreement negotiation, post-closing integration, and related matters. Manage and resolve di... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here