the company's Wealth Management business. - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the company's full-service wealth management business, which includes RIA, Broker Dealer, and Trust offerings... and services....
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
- Commercial Banking The candidate will review and negotiate contracts for Commercial Bank’s Treasury Solutions products. Will provide legal support on an as-needed basis to the Company's Global Markets business, including assisting in the preparation and negotiation of swap (ISDA) and other agreements with counterparties. Manage existing outside legal review processes for NDAs and Control Agreements, including review and negotiation of any agreements that cannot be... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Front Line Risk Manager The candidate will support the Senior Director, Front Line Risk in carrying out the duties of the Front Line Risk function. Will handle coordination of the Front Line Risk function with business partners, compliance, internal audit, and external regulators. Partners with business unit management to oversee and manage all aspects of risk and assess, on an ongoing basis, the material risks associated with its activities, determining if actions ne... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Front Line Risk Manager The candidate will support the Senior Director, Front Line Risk in carrying out the duties of the Front Line Risk function. Will handle coordination of the Front Line Risk function with business partners, compliance, internal audit, and external regulators. Partners with business unit management to oversee and manage all aspects of risk and assess, on an ongoing basis, the material risks associated with its activities, determining if actions ne... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Bank Compliance Officer The candidate will advise business partners on compliance and regulatory risks associated with retail banking activities. Will work with retail business partners, Legal, Risk and Compliance colleagues to build a robust supervisory control and oversight program. Train supervisory personnel on regulatory and compliance risks. Develop and implement efficient supervisory and operational processes and procedures. Manage and respond to regulatory examina... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director Candidate will consult with business units on broker-dealer projects, including new products... and services. Conduct oversight relative to compliance. Strategically consults in the review, development and implementation of existing and new products, policies, procedures and workflow to ensure compliance with rules and regulations. Identify and implement best practices. Oversee ongoing analysis, evaluation and research of issues. Maintain expert knowledge of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel Responsibilities: Provide advice and counsel to business leaders on legal, regulatory, legislative, compliance, and business issue. Draft, negotiate, review, and interpret various contracts and other legal documents between the Company and its clients, partners, vendors, and other third parties. Support mergers and acquisitions by assisting with due diligence, agreement negotiation, post-closing integration, and related matters. Manage and resolve di... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Front Line Risk Manager The candidate will handle coordination of the Front Line Risk function with business partners, compliance, internal audit, and external regulators. Developing and maintaining an effective end to end risk management program including control effectiveness measures for one or more complex segments of the business /capability groups and client and industry infrastructure. Serving as a technical expert on multiple business processes or regulatory a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Front Line Risk Manager The candidate will handle coordination of the Front Line Risk function with business partners, compliance, internal audit, and external regulators. Developing and maintaining an effective end to end risk management program including control effectiveness measures for one or more complex segments of the business /capability groups and client and industry infrastructure. Serving as a technical expert on multiple business processes or regulatory a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Front Line Risk The candidate will oversee and manage all aspects of risk and assess, on an ongoing basis, the material risks associated with Non Deposit Investment oversight, determining if actions need to be taken to strengthen the risk framework or reduce risk given performance against the Banks risk profile and tolerances. Responsible for developing and maintaining an effective end to end risk management program including control effectiveness measures for Bank... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Duties: Support the expanding personal investments businesses of Personal and Workplace Investing arm. Support business initiatives, projects and processes designed to serve the needs of retail brokerage and investment advisory. Will be diverse, but are expected to focus on support of financial and investment guidance, advisory and planning programs, across the full spectrum of retail customers through and including private wealth management. Will be w... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here