the company's Wealth Management business. - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the company's full-service wealth management business, which includes RIA, Broker Dealer, and Trust offerings... and services....
in New York, NY or Chicago, IL. The successful candidate will join a team specializing in insurance laws, regulations, and corporate transactions, providing strategic counsel to industry on fund formation, investment management, and broker-dealer mergers, acquisitions, and... restructurings....
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel The candidate prepares and renders legal opinions and provides research services, keeps abreast of legislation, conducts legal research and prepares reports of various topics as requested by the General Counsel, reviews contracts, interprets laws, court decisions, ordinances and other legal authorities, assists in all aspects of franchising, licensing, and claims review, and provides support to General Counsel in the following areas: Assist in the creation,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate prepares and renders legal opinions and provides research services, keeps abreast of legislation, conducts legal research and prepares reports of various topics as requested by the General Counsel, reviews contracts, interprets laws, court decisions, ordinances and other legal authorities, assists in all aspects of franchising, licensing, and claims review, and provides support to General Counsel in the following areas: Assist in the creation,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of Real Estate The candidate will be responsible for creation and implementation of New Store development strategy via site selection, deal negotiations and presentations, and development oversight for new and relocation projects. Will manage external development partners to ensure the execution of the Real Estate strategy for a specific geographical region. Responsible for coordinating Real Estate strategies with Store Operations for all existing locations. Identif... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Estate Paralegal The candidate will produce closing packages/ pre and post closing duties. Coordinate closings with buyers, brokers, and banks. Order necessary title work; experience with clearing title issues a plus. Produce title commitments, closing protection letters and finalize CD's with lenders Must have 3+ years of experience with residential real estate transactions and must have knowledge and experience dealing with TRID guidelines. Experience managing a pipel... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager, Licensing and Registration The ISC Compliance Manager will oversee all aspects of development, implementation and maintenance of effective compliance programs for assigned business lines. While also providing consultative support and advice to business line management regarding complex compliance and business concerns. The ISC Compliance Manager will identify, assesses, implement and communicate regulatory issuances and when necessary, update polic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Deputy Chief Compliance Officer, CCO Investments Duties: Will collaborate with the respective Business Unit Risk Managers, and Senior Business Management to foster an open and honest risk manag... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Compliance/Operational Risk The candidate will oversee all broker/dealer (B/D), 2 investment advisers... and insurance compliance activities including, sales, marketing, operations, and customer service to ensure compliance with all State (State Securities and State Insurance Divisions) and Federal (SEC and MSRB) and SRO (FINRA), and Bank (OCC, FDIC, CFPB) regulations as well as CFG/RBS corporate policies and audit programs. Will direct the creation and administration... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager The ISC Compliance Manager will oversee all aspects of development, implementation and maintenance of effective compliance programs for assigned business lines. While also providing consultative support and advice to business line management regarding complex compliance and business concerns. The ISC Compliance Manager will identify, assesses, implement and communicate regulatory issuances and when necessary, update policies and procedures for adequacy and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Dir Compliance/Opl Risk Responsibilities: Oversee all broker/dealer (B/D), 2 investment advisers... and insurance compliance activities including, but not limited to sales, marketing, operations, and customer service to ensure compliance with all State (State Securities and State Insurance Divisions) and Federal (SEC and MSRB) and SRO (FINRA), and Bank (OCC, FDIC, CFPB) regulations as well as CFG/RBS corporate policies and audit programs. Direct the creation and administration... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer, Wealth Management Duties: Partners and collaborates for success with Business management, Business Unit Risk Management, Legal and RBS-CFG Compliance colleagues to ensure timely identification, mitigation, resolution and reporting/escalation of existing, emerging and upstream regulatory risks and issues. Drives a culture of accountability and compliance, and works with Business Units to ensure compliance with applicable laws, rules, regulatio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here