Title: Sr. Director, Fund Compliance Job Responsibilities: 1. Regulatory Compliance and Oversight: - Develop, implement, and maintain a compliance framework for the company’s real estate investment funds, ensuring adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory...
Title: Sr. Director, Legal Compliance-Fund Job Responsibilities: The Sr. Director, Fund Compliance will be an integral part of the company's broader global Legal Risk Sustainability Compliance (LRSC) Team. The primary responsibilities include developing, implementing, and overseeing the regulatory compliance framework for the...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Senior Compliance Advisor - (Regulatory Compliance - UDAAP) The candidate will apply a working knowledge of the US regulatory compliance requirements in a financial services organization with a strong focus on Consumer Protection Laws and Regulations, including: Compliance Risk Management Programs, Privacy/Customer Information Security, Fair Lending (ECOA), Unfair Deceptive or Abusive Acts or Practices, Truth in Lending, Bank Secrecy Act/Anti-Money Laundering, FCRA,... Third Pa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Advisor The candidate will be responsible for developing, implementing and monitoring DFS' regulatory compliance program. This position assists business units in identifying, controlling and monitoring our compliance obligations. Primary focus is on the ., however, the individual may provide oversight support to Compliance personnel in Canada and Europe. Apply a working knowledge of the US regulatory compliance requirements in a financial services organi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant (Regulatory Compliance - Credit Card Programs) The candidate will apply a working knowledge of the US regulatory compliance requirements in a financial services organization with a strong focus on Consumer Protection Laws and Regulations, including: Compliance Risk Management Programs, Privacy/Customer Information Security, Bank Secrecy Act/Anti-Money Laundering, Fair... Lending, Unfair Deceptive Acts Abusive and Practices, Truth in Lending, FCRA, Third Pa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consultant - Regulatory Compliance Duties: Will be responsible for developing, implementing and monitoring company's regulatory compliance program. Assist business units in identifying, controlling and monitoring compliance obligations. Apply a working knowledge of the . regulatory compliance requirements in a financial services organization. Including: Compliance Risk Management Programs, Privacy/Customer Information Security, Fair Lending, Unfair Deceptive Ac... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel III - BSA / AML The candidate will work closely with the Chief BSA/AML Compliance and will have constant interface with regulators. Will also manage and build LOB relationships. Provide counsel on application of BSA/AML laws to existing and new financial products/services. Assist in AML reviews related to M&A activity. Monitor new and revised BSA/AML laws/regulations, including changes to OFAC sanctions programs, provide comments as appropriate, and counsel on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Officer - Vice President Duties: Monitoring new developments in financial regulation and keeping key personnel apprised of recent updates. Assess how new rules may affect an institution and advise management on how to revise policies and conform to updated regulations. Develops, administers and monitors programs for compliance with laws, regulations and rules governing operations and product offerings. Informs and educates appropriate personnel, and senior managem... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Compliance Officer - Vice President Duties: Monitoring new developments in financial regulation and keeping key personnel apprised of recent updates. Assess how new rules may affect an institut... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Officer - Vice President Duties: Works with firm employees, firm issuing / partner banks, payment associations (MC, Visa, Pulse) and externally with government regulators to ensure that institutional activities are in compliance with federal, state, and local laws as well as payment network compliance standards. Monitoring new developments in financial regulation and keeping key personnel apprised of recent updates. Compliance officers also assess how new rules ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Compliance Officer - Vice President Duties: Works with firm employees, firm issuing / partner banks, payment associations (MC, Visa, Pulse) and externally with government regulators to ensure t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will write, review, and edit legal documents including customer and vendor contracts in accordance with Company policies and procedures. Monitor, research, and advise on US payment regulatory matters to facilitate compliance with applicable laws including: State money transmission statutes; Bank Secrecy Act; OFAC; Prepaid... Access Rule; CARD Act; CFBP regulations and consumer... protection laws; Regulation E; NACHA Rules; State escheatment regulations;... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here