RIAs, and private funds. - Act as underwriters counsel on... including the Securities Exchange Act of 1934, Investment Advisers... Act of 1940, and Investment... Company Act... of 1940. - Handle ADV/Form... BD/Form PF... filings, and ongoing disclosure obligations. - Review and draft compliance...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
H1: . Bank - 1940 Act Paralegal - Full... Time - Milwaukee, WI and Glendora, CA H2: Join our team and make a difference! Bullet Points: - . Bank is seeking a 1940 Act Paralegal to join... their team. - This full-time position is available in two locations: Milwaukee, WI and Glendora, CA. - The role involves assisting with drafting and filing registration statements with the SEC. - Paralegals work closely with GFS Regulatory Administration attorneys and fund administra... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Commuter benefits program Wellness program . Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors. SEO Friendly Job Title: 1940 Act Attorney - Experience... with Investment Company Act of 1940 and Securities Laws and... Regulations H1: Join . Bank... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Employee discounts Employee stock purchase plan Flexible spending accounts Commuter benefits Pet insurance Well-being programs And more! Salary Salary for this role is commensurate with experience. # 1940 Act Attorney .... Bank is looking for a 1940 Act Attorney to join... its team. The selected candidate will lead a team of compliance administrators, monitor compliance programs, complete SEC regulatory and financia... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
**1940 Act Attorney (Remote)** ... . Bank is looking for an experienced 1940 Act Attorney to join... their regulatory administration group. The successful candidate will have two years to more than twenty years of experience working with mutual funds or ETFs registered under the Investment Company Act of 1940. This role offers the... opportunity to work remotely. **Qualifications:** - Law degree - Licensed to practice in the applicable jurisdiction **Preferred Skills/Expe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Employee Assistance Program Tuition reimbursement Employee discounts Commuter benefits Salary Information Salary range for this position is $120,000 - $190,000 based on experience. # 1940 Act Attorney (Remote) ... . Bank is seeking a licensed attorney with experience working with the Investment Company Act of 1940 and related securities laws... and regulations to join the regulatory administration group. The successful candidate will be hired for the level... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will be advised regarding federal securities laws and forms, including the Investment Company Act of 1940 and the Investment Advisers... Act of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will be advised regarding federal securities laws and forms, including the Investment Company Act of 1940 and the Investment Advisers... Act of 1940... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
law firm, financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will provide advice regarding federal securities laws and forms, including the Investment Company Act of 1940 and the Investment Advisers... Ac... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will be advised regarding federal securities laws and forms, including the Investment Company Act of 1940 and the Investment Advisers... Act of 194... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will be advised regarding federal securities laws and forms, including the Investment Company Act of 1940 and the Investment Advisers... Act of 1940.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here