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Compliance Paralegal Jobs in Chicago

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Job info
Company
In-House, Interactive Brokers Group, Inc...
Experience
Min 2 yrs required
Location
Chicago, IL
Posted Date
Feb 10, 19
Info Source
Employer
Total Views
28
Compliance Paralegal The candidate will... administrative support to firm's Compliance Department and will assist... and analyzing materials regarding compliance investigations. Will support and... related to regulatory and compliance investigations and supporting senior... requested by regulators or compliance personnel. Track and manage...... read more
Company
In-House, Antares Capital
Experience
5-10 yrs required
Location
Chicago, IL
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
17
Legal and Compliance - Senior Paralegal Duties:... the Capital Legal & Compliance Team is seeking a... paralegal providing essential legal and compliance support for company activities.... “process owner” to ensure compliance with policies and confirm... of the Legal & Compliance Team on projects as...... read more
Company
In-House, Opportunity Financial, LLC
Experience
Min 1 yrs required
Location
Chicago, IL
Posted Date
Feb 06, 19
Info Source
Employer
Total Views
23
Associate of Compliance Assurance - Complaints The... join expanding and dynamic Compliance Department. This role will... to the Director of Compliance Assurance and the main... Assisting the Director of Compliance Assurance in implementing Compliance... Management System and Compliance... Risk Management Framework. Managing... Compliance... read more
Company
Law Firm
Experience
Min 3 yrs required
Location
Wheeling, IL
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
4
Compliance Officer - Consumer Communications... Duties: Works directly with consumers, attorneys and authorized parties. accountable for accessing and acting upon e-mails sent to the firm via its “Contact Us” and related e-mail in-boxes, with the goal of responding to e-mails,... read more
Company
Law Firm
Experience
1-3 yrs required
Location
Chicago, IL
Posted Date
Feb 09, 19
Info Source
Employer
Total Views
3
Risk Management Compliance Analyst The candidate will... intellectual property attorneys. IRS Compliance: monitor internal information about... with the IRS. Lobbying Compliance: file lobbying disclosure reports... lobbyist. FINRA and SEC Compliance: conduct research and collect... data to assist in the preparation... read more
Company
In-House
Experience
Min 2 yrs required
Location
Deerfield, IL
Posted Date
Feb 06, 19
Info Source
Employer
Total Views
14
Administrative Assistant, Regulatory Compliance Duties: Timely coordinate process... complete work to ensure compliance with external regulatory standards.... incoming mail. Implement/validate consistent compliance with the law by... Markel personnel to ensure compliance; recommend action plans and... assist in implementation of regulatory... read more
Company
In-House, Jackson National Life Insuranc...
Experience
2-5 yrs required
Location
Chicago, IL
Posted Date
Feb 10, 19
Info Source
Employer
Total Views
11
Administrative Assistant, Legal & Compliance Responsibilities: Provides Code of... logistics for legal and compliance team’s travel (hotel accommodations,... air travel, car service, communication with meeting attendees, travel expense reports, etc.). Maintains internal database and records. Proofreads and/or formats various documents/agreements,... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
Chicago, IL
Posted Date
Feb 09, 19
Info Source
Employer
Total Views
4
completion of projects ensuring compliance with regulatory requirements and... insurance regulations forms in compliance with regulatory requirements while... managing competing deadlines and priorities; Communicate and report project status updates to stakeholders; Leverage file sharing software and client software; Identify issues,... read more
Company
In-House, Markel Corporation
Experience
Min 2 yrs required
Location
Deerfield, IL
Posted Date
Feb 06, 19
Info Source
Employer
Total Views
9
(or non-U.S.) jurisdiction; ensure compliance with applicable insurance laws... complete work to ensure compliance with external regulatory standards.... incoming mail. Implement/validate consistent compliance with the law by... Markel personnel to ensure compliance; recommend action plans and... assist in implementation of... read more
Company
Academic
Experience
3-5 yrs required
Location
Chicago, IL
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
3
Director, Data Management & Compliance Responsibilities: Lead a team... managing data, reporting, and compliance related to invention disclosures,... with licensees to ensure compliance and monitoring licensee payments.... government and private sponsor compliance requirements and timelines through... required by sponsors. Confirm compliance is complete and up... compliance.... read more
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