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Trade Compliance Counsel Jobs in Allen

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Job info
Company
In-House
Experience
Min 1 yrs required
Location
Dallas, TX
Posted Date
Jul 03, 18
Info Source
Employer
Total Views
119
Total Applies
4
represents Milestone to ensure compliance with its regulatory, legal... and notifying the chief compliance officer of any client... written communication skills. Intermediate to advanced knowledge of Microsoft Office; experience with portfolio accounting systems, CRMs and trade rebalancing software is required....... read more
Company
In-House, Thomson Reuters
Experience
Min 10 yrs required
Location
Dallas, TX
Posted Date
Jun 29, 18
Info Source
Employer
Total Views
21
covering data privacy in compliance with relevant laws globally.... and to report on compliance and represent the company... and conduct related ongoing compliance monitoring activities in coordination... with firm's’ other compliance and operational assessment functions.... development, implementation, and ongoing compliance monitoring of trading partner... compliance... read more
Company
In-House
Experience
Min 7 yrs required
Location
Dallas, TX
Posted Date
Jul 03, 18
Info Source
Employer
Total Views
12
matters. Coordinating with outside counsel, Company personnel, and underwriters'... counsel in connection with debt... including: (i) subsidiary formation, compliance, and maintenance, and (ii)... occasional M&A transactions. Responsible for all SEC insider trading matters for the Company, Board of Directors, Section... read more
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