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Senior Compliance Counsel Jobs in Gary

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Job info
Company
In-House
Experience
Min 6 yrs required
Location
Chicago, IL
Posted Date
Sep 12, 18
Info Source
Employer
Total Views
10
Counsel/Senior Counsel - Personal and... challenge to promote regulatory compliance, protection of the firm... brand, great customer experience and adherence to firm’s Code of Conduct and Being firm. Develop customer agreements and communications, and written policies, procedures and other written... read more
Company
In-House
Experience
Min 7 yrs required
Location
Chicago, IL
Posted Date
Aug 30, 18
Info Source
Employer
Total Views
65
Senior Counsel The candidate will... work closely with the senior management team of the... and advise on regulatory compliance and dispute matters. Will... Counsel on regulatory and compliance matters impacting the businesses.... Work closely with Enablon management on contractual and... read more
Company
In-House, Accenture.
Experience
Min 3 yrs required
Location
Chicago, IL
Posted Date
Sep 19, 18
Info Source
Employer
Total Views
57
law filings and NYSE compliance matters, including with regard... and other communications for compliance with SEC and other... inquiries related to SEC compliance and corporate secretarial matters.... resources. Corporate Matters Counsel Senior Managers. Supervises: Paralegals, legal... compliance needed. Comfortable interfacing with senior leadership and Board of...... read more
Company
In-House
Experience
7-10 yrs required
Location
Chicago, IL
Posted Date
Sep 12, 18
Info Source
Employer
Total Views
31
Senior Counsel, Mutual Funds The... be responsible for overseeing compliance with the Investment Company... to coordinate mutual fund compliance responsibilities and to advise... input to mutual fund compliance program designed to comply... compliance litigation. Works closely with senior management advising on legal...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Chicago, IL
Posted Date
Sep 10, 18
Info Source
Employer
Total Views
7
Executive Counsel. Labor and Employment The... report to the General Counsel of company and will... the staff of the Senior Executive. Human Resources of... employment matters to other senior leaders in the business.... Provide advice and counsel senior management regarding compliance with...... read more
Company
In-House, Willis Towers Watson.
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Aug 30, 18
Info Source
Employer
Total Views
218
Senior Benefits Advisory and Compliance... multinational clients concerning their compliance and broader retirement/benefits issues.... the Benefits Advisory and Compliance (BAC) practice. Primary accountability... project managers). Serve as senior BAC strategist and subject... matter expert on client assignments. Perform technical review... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Chicago, IL
Posted Date
Apr 24, 18
Info Source
Recruiter
Total Views
8
Senior Counsel The candidate must... as directed by General Counsel, including state filings and... and investment products Monitor compliance with various corporate governance... and policies, including SOX compliance and the 1933 Act,... 1934 Act, 1940 Act and the Investment Advisers... read more
Company
In-House
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Sep 12, 18
Info Source
Employer
Total Views
108
the Information Security team, Compliance, Commercial Markets, the Federal... stakeholders. Works closely with senior management, business areas and... the corporate compliance officer to monitor and... compliance and make recommendations to senior management for corrective action.... and orientation to all senior management, employees, professional staff,...... read more
Company
In-House
Experience
6-8 yrs required
Location
Chicago, IL
Posted Date
Sep 13, 18
Info Source
Employer
Total Views
14
Senior Corporate Counsel, Privacy and... with GDPR and other compliance requirements in the EU.... Security team by ensuring compliance with applicable data security... leadership on global privacy compliance and new initiatives. Manage... to resolve individual privacy compliance issues/questions, assessing causes, developing... counsel... read more
Company
In-House, Arabella Advisors
Experience
Min 8 yrs required
Location
Chicago, IL
Posted Date
Sep 12, 18
Info Source
Employer
Total Views
208
wide variety of regulatory, compliance, and risk-management matters, grounded... the General Counsel, provide senior management with advice on... manages the firm’s internal compliance function and staff. Provide... team responsible for ensuring compliance with state registration and... on nonprofit legal and compliance issues for firm staff... compliance... read more
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