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Regulatory Compliance Counsel Jobs in Newark

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Job info
Company
In-House, Public Service Enterprise Grou...
Experience
Location
Newark, NJ
Posted Date
Oct 11, 18
Info Source
Employer
Total Views
9
compliance, Advise with respect to regulatory compliance Represent the... entities before courts and regulatory/administrative bodies Provide transactional... industry, business, compliance, and regulatory matters Must foster... industry, business, compliance and regulatory matters Strong academic... federal and state environmental regulatory authorities Ability to...... read more
Company
In-House, Prudential Financial, Inc
Experience
8-15 yrs required
Location
Newark, NJ
Posted Date
Sep 26, 18
Info Source
Employer
Total Views
33
Counsel for: Providing legal and regulatory advice and counsel to... businesses. Providing legal and regulatory advice and counsel to... to federal and state regulatory matters as well as... Departments as well as Compliance and Risk Management Departments... date on pertinent legal, regulatory and industry developments. Drafting...... read more
Company
In-House, Prudential Financial, Inc
Experience
12-15 yrs required
Location
Newark, NJ
Posted Date
Sep 16, 18
Info Source
Employer
Total Views
27
Total Applies
1
Vice President, Corporate Counsel Duties: Providing thought leadership... leaders. Providing legal and regulatory advice and counsel to... the retail broker-dealer... Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments... provide legal analysis and counsel in connection with the... on pertinent legal and regulatory developments. Perform special projects...... read more
Company
In-House
Experience
3-5 yrs required
Location
Jersey City, NJ
Posted Date
Sep 26, 18
Info Source
Employer
Total Views
35
Regulatory Investigations Associate Counsel The... and to respond to regulatory inquiries. Work with senior... associated persons against potential regulatory actions. Facilitate and coordinate... potential issues raised in regulatory inquiries and advise TD... for the resolution of regulatory enforcement matters. Provide counsel... regulatory... read more
Company
In-House, Prudential Financial, Inc
Experience
5-12 yrs required
Location
Newark, NJ
Posted Date
Sep 16, 18
Info Source
Employer
Total Views
36
Vice President, Corporate Counsel Duties: Representation of Prudential... restrictions and other related regulatory matters relevant to private... equity and debt investment; collaborate with Prudential Compliance personnel on compliance matters... relevant to private equity, real estate and debt investments; Provide legal... read more
Company
In-House
Experience
Location
Jersey City, NJ
Posted Date
Oct 10, 18
Info Source
Employer
Total Views
2
Regulatory Interpretation Analyst - NFRR... Job Description: The Regulatory Interpretation Analyst will be... of the enterprise non-financial regulatory reporting (NFRR) group in... vital role in documenting regulatory requirements for regulatory reporting... a focus on GBAM regulatory reporting in AMRS region.... Regulatory... read more
Company
In-House, Pershing LLC.
Experience
Min 10 yrs required
Location
Jersey City, NJ
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
36
Managing Counsel-PAS- Broker Dealer The candidate... Counsel new product development and regulatory risk management. Provides business... attorney. Partner with the Compliance associates to provide holistic... to business colleagues on regulatory compliance and ethical conduct.... Collaborate... to develop legal and regulatory best practices.... read more
Company
In-House
Experience
Location
Jersey City, NJ
Posted Date
Oct 11, 18
Info Source
Employer
Total Views
3
Transaction Banking Compliance, Vice President-10021062-WD Description... position serves as a Compliance Officer - Business Oversight... compliance address compliance with applicable regulatory requirements, key compliance issues... Matter Expert and/or Primary Regulatory Lead for designated laws,... Matter Expert and/or Primary Regulatory Lead for designated laws,...... read more
Company
In-House, Royal Bank of Canada (RBC)
Experience
Location
Jersey City, NJ
Posted Date
Oct 09, 18
Info Source
Employer
Total Views
11
Head, Regulatory Relations & Exams Job... effective compliance program for regulatory inquiries associated with RBC... and oversight of all regulatory inquiries administered across the... exams received by various regulatory agencies including, but not... issues; Summarizing complex regulatory issues or findings for... regulatory... read more
Company
In-House, Prudential Financial, Inc
Experience
Min 8 yrs required
Location
Newark, NJ
Posted Date
Sep 26, 18
Info Source
Employer
Total Views
57
Vice President, Corporate Counsel-US Duties: Provide counsel and... and new legal and regulatory issues, communicate legal decisions... dynamic and fast paced environment. Strong collaboration with peers in the Law Department, Compliance, Risk Management, and our... business partners will be critical.... read more
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