compliance, Advise with respect to regulatory compliance
Represent the... entities before courts and regulatory/administrative bodies
Provide transactional... industry, business, compliance, and regulatory matters
Must foster... industry, business, compliance and regulatory matters
Strong academic... federal and state environmental regulatory authorities
Counsel for: Providing legal and regulatory advice and counsel to... businesses. Providing legal and regulatory advice and counsel to... to federal and state regulatory matters as well as... Departments as well as Compliance and Risk Management Departments... date on pertinent legal, regulatory and industry developments. Drafting......
Vice President, Corporate Counsel
Duties: Providing thought leadership... leaders. Providing legal and regulatory advice and counsel to... the retail broker-dealer... Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments... provide legal analysis and counsel in connection with the... on pertinent legal and regulatory developments. Perform special projects......
Regulatory Investigations Associate Counsel
The... and to respond to regulatory inquiries. Work with senior... associated persons against potential regulatory actions. Facilitate and coordinate... potential issues raised in regulatory inquiries and advise TD... for the resolution of regulatory enforcement matters. Provide counsel... regulatory...
Vice President, Corporate Counsel
Duties: Representation of Prudential... restrictions and other related regulatory matters relevant to private... equity and debt investment; collaborate with Prudential Compliance personnel on compliance matters... relevant to private equity, real estate and debt investments; Provide legal...
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Regulatory Interpretation Analyst - NFRR...
The Regulatory Interpretation Analyst will be... of the enterprise non-financial regulatory reporting (NFRR) group in... vital role in documenting regulatory requirements for regulatory reporting... a focus on GBAM regulatory reporting in AMRS region.... Regulatory...
Managing Counsel-PAS- Broker Dealer
The candidate... Counsel new product development and regulatory risk management. Provides business... attorney. Partner with the Compliance associates to provide holistic... to business colleagues on regulatory compliance and ethical conduct.... Collaborate... to develop legal and regulatory best practices....
Transaction Banking Compliance, Vice President-10021062-WD
Description... position serves as a Compliance Officer - Business Oversight... compliance address compliance with applicable regulatory requirements, key compliance issues... Matter Expert and/or Primary Regulatory Lead for designated laws,... Matter Expert and/or Primary Regulatory Lead for designated laws,......
Head, Regulatory Relations & Exams
Job... effective compliance program for regulatory inquiries associated with RBC... and oversight of all regulatory inquiries administered across the... exams received by various regulatory agencies including, but not... issues;
Summarizing complex regulatory issues or findings for... regulatory...
Vice President, Corporate Counsel-US
Duties: Provide counsel and... and new legal and regulatory issues, communicate legal decisions... dynamic and fast paced environment. Strong collaboration with peers in the Law Department, Compliance, Risk Management, and our... business partners will be critical....