office of a **Members Only** Top Ranked Law... Firm seeks an attorney with 5-10 years of... and private), the Securities Act of 1934 (Registered Investment... Advisors), the Securities Act of 1940 (Registered Investment... Companies) and... related disclosures, filings and...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Overview: . Bank is looking for an experienced 1940 Act Attorney to join... their Regulatory Administration Group. The successful candidate will have two years to more than twenty years of experience working with mutual funds or ETFs registered under the Investment Company Act of 1940. The role is open... to candidates who can work remotely, although those located close to one of the offices in Wisconsin, Ohio, or California will be expected to split their time between the offi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Employee Assistance Program Health and wellness programs Employee discounts Pet insurance Salary Grade: The salary grade for this role is based on the candidate's level of experience. Summary . Bank is looking for an experienced 1940 Act Attorney to join... their Regulatory Administration Group. This role can be done remotely, with the option to split time between an office and the remote location. The ideal candidate will hav... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will prepare client registration statement updates in an accurate and timely manner. Prepare other client SEC filings in an accurate and timely manner. Prepare and distribute all client board and committee materials in an accurate and timely manner. Attend board and committee meetings by telephone or, if client requests, in person, in order to record notes. Draft the minutes of client board and committee meetings. Provide updates to clie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate... will be drafting, reviewing and preparing annual updates to fund registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements and related filings; communicating with the . Securities and Exchange Commission (“SEC”) and other regulatory agencies and self-regulatory organizations (., New York Stock Exchange) on behalf of f... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel - Securities/Mutual Funds Responsibilities: Provides legal services on securities and regulatory matters relating to the registration and operation of mutual funds, exchange-traded funds, and variable insurance products, and provides advice regarding compliance with the Investment Company Act of 1940 (“40 Act”). Advises Touchstone... Securities Inc. and Touchstone Advisors, Inc. on legal matters relating to the Touchstone mutual funds and exchange-traded funds... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance The candidate will be responsible to assist with all matters of regulation and compliance at the firm. Duties include: monitoring compliance processes; assisting with conducting reviews and forensic testing; monitoring compliance policies and procedures; assembling compliance reports and certifications for internal and external consumption; assisting with preparing various regulatory filings; maintaining a compliance calendar and addressing regulatory... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Assist with the preparation of SEC filings, supporting Counsel, as requested. Coordinate the printing and distribution of prospectuses and proxy statements, including responsibility for developing and implementing schedules, involving multiple variables and resources. Coordinate proxy solicitations and tabulation arrangements and prepare shareholder meeting documents, vote reporting, draft minutes, and prepare shareholder meeting binder. Prepare and fil... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel III - The candidate will provide legal advice and services to Asset Management ("FTAM"), an SEC registered investment adviser, funds, various service providers to the funds and the investment advisers division of the bank. Legal representation will concentrate on the Investment Company Act of 1940, Investment Adviser Act and... such other applicable laws, rules and regulations. The candidate will perform all necessary legal research; maintain an up to date awarenes... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Information: This position offers a salary of Not Specified. Overview: Company is looking for an experienced Counsel (Hybrid) to join their team. As Counsel, you will be responsible for addressing state and federal regulatory requirements for annuity products, producing prospectuses, contracts, and other disclosure documents, and providing advice and counsel on product development and service operations. The ideal candidate will have a Juris Doctor from an accre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate provides a high level of legal administration services to address the basic legal needs of multiple clients. Prepares client registration statement updates in an accurate and timely manner. Prepares other client SEC filings in an accurate and timely manner. Prepares and distributes all client board and committee materials in an accurate and timely manner. Attend board and committee meetings by telephone or, if the client requests, in per... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here