The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Paralegal Assist with the preparation of SEC filings, supporting Counsel, as requested. Coordinate the printing and distribution of prospectuses and proxy statements, including responsibility for developing and implementing schedules, involving multiple variables and resources. Coordinate proxy solicitations and tabulation arrangements and prepare shareholder meeting documents, vote reporting, draft minutes, and prepare shareholder meeting binder. Prepare and fil... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director (Investment Advisor Compliance) The candidate will manage two compliance professionals in Columbus office. Coordinate compliance program with testing team, mutual fund compliance group, internal audit and various bank and securities regulators. Interface with senior management, trading and investment personnel and client coverage and operational team. Create and maintain compliance and control policies for mid-west asset management lines of business. Hand... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Mgr-Funds & Adv - ( req1630 ) Cincinnati, OH read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Compliance Analyst III... Reference Code: PS207272 Education Level: Bachelor's Degree ... Responsible for Registered Investment Adviser compliance activities of McDonald Investments Inc. Work with Compliance Department, Law Group, and lines of business to draft, implement and enforce policies and procedures applicable to advisory activities. Research laws and regulations in order to remain knowledgeable on all current and pending regulatory requirements. Assist in... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking an Attorney, responsible for Registered Investment... Adviser compliance activities of McDonald Investments Inc. Work with Compliance Department, Law Group, and lines of business to draft, implement and enforce policies and procedures applicable to advisory activities. Research laws and regulations in order to remain knowledgeable on all current and pending regulatory requirements. Assist in the identification of patterns or trends presenting compliance or regulatory iss... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel III - The candidate will provide legal advice and services to Asset Management ("FTAM"), an SEC registered investment adviser, funds, various service providers to the funds and the investment advisers division of the bank. Legal representation will concentrate on the Investment Company Act of 1940, Investment Adviser Act and... such other applicable laws, rules and regulations. The candidate will perform all necessary legal research; maintain an up to date awarenes... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here