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Hedge Fund Compliance Attorney Jobs

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Job info
Company
In-House
Experience
7-10 yrs required
Location
Chicago, IL
Posted Date
Sep 20, 18
Info Source
Employer
Total Views
32
related to open-end mutual fund disclosures, operations and governance... colleagues to coordinate mutual fund compliance responsibilities and to... and input to mutual fund compliance program designed to... aspects of the mutual fund compliance program responsibilities within... Internal audits. Provides mutual fund compliance related training. Guards... fund... read more
Company
Recruiter
Experience
1-4 yrs required
Location
Haslett, MI
Posted Date
Sep 11, 18
Info Source
Recruiter
Total Views
6
Compliance Attorney / Code of... Attorney preparation for mutual funds, hedge funds and UCITS legal... and compliance matters. Coordinate client intake... forms. Maintain and review Compliance Calendar. Should preferably have... degree with experience in compliance roles within an investment... experience with mutual funds, hedge funds, and UCITS. Experience...... read more
Company
In-House
Experience
Min 2 yrs required
Location
Oakland, CA
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
19
Compliance CCO, oversee the Firm’s fund subscription processes for the... equity funds and Vista’s hedge fund Vista Public Strategies... (“VPS”),... compliance lead for Vista’s hedge fund, Vista Public Strategies:... Lead... procedures performed by Vista’s fund administrator. Work with the... associated with marketing the fund outside of the U.S....... read more
Company
In-House
Experience
5-8 yrs required
Location
Los Angeles, CA
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
25
Vice President – Fund Attorney The candidate will... structure fund complexes and separate accounts... brokerage agreements, ISDAs). Negotiate fund credit facilities. Qualify funds... litigation support, at the fund level. Respond to inquiries... and 16 filings, negotiating fund guaranties and restructurings, reviewing... fund-related... read more
Company
Recruiter, BCG Attorney Search
Experience
5-18 yrs required
Location
New York City, NY
Posted Date
Sep 19, 18
Info Source
Recruiter
Total Views
11
mid-level/senior investment management associate attorney with 5-6 years of... firm's worldwide clientele of hedge funds, private equity funds,... have specific expertise in hedge fund and/or private equity... fund formation and structuring. Familiarity... with the Investment Advisers Act of 1940 and... read more
Company
Recruiter, BCG Attorney Search
Experience
2-8 yrs required
Location
Roseland, NJ
Posted Date
Sep 19, 18
Info Source
Recruiter
Total Views
21
Total Applies
1
corporate investment management associate attorney with 2-3 years of... firm's worldwide clientele of hedge funds, private equity funds,... have specific expertise in hedge fund and/or private equity... fund formation and structuring. Familiarity... with the Investment Advisers Act of 1940 and... read more
Company
Recruiter, BCG Attorney Search
Experience
5-18 yrs required
Location
Roseland, NJ
Posted Date
Sep 19, 18
Info Source
Recruiter
Total Views
14
mid-level/senior investment management associate attorney with 5-6 years of... firm's worldwide clientele of hedge funds, private equity funds,... have specific expertise in hedge fund and/or private equity... fund formation and structuring. Familiarity... with the Investment Advisers Act of 1940 and... read more
Company
Recruiter, BCG Attorney Search
Experience
2-8 yrs required
Location
New York City, NY
Posted Date
Sep 19, 18
Info Source
Recruiter
Total Views
12
Total Applies
1
corporate investment management associate attorney with 2-3 years of... firm's worldwide clientele of hedge funds, private equity funds,... have specific expertise in hedge fund and/or private equity... fund formation and structuring. Familiarity... with the Investment Advisers Act of 1940 and... read more
Company
Law Firm
Experience
1-3 yrs required
Location
Stamford, CT
Posted Date
Sep 19, 18
Info Source
Employer
Total Views
15
to Mid-level Private Investment Fund / Investment Management Associate... have experience with private fund formations -- in particular,... private equity funds and hedge funds – as well... investment adviser registration and compliance. The ideal candidate should... and investor side letters, fund service provider contracts, reviewing... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
33
Chief Compliance Officer - Mutual Funds... all aspects of registered fund compliance program, including: annual... Rule... 38a-1 compliance review; maintaining compliance manual... Directors/Trustees. Will be managing compliance staff dedicated to registered... funds business. Overseeing select compliance monitoring functions. Providing ongoing... compliance... read more
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