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Hedge Fund Compliance Attorney Jobs

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Job info
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
16
Chief Compliance Officer - Mutual Funds... all aspects of registered fund compliance program, including: annual... Rule... 38a-1 compliance review; maintaining compliance manual... Directors/Trustees. Will be managing compliance staff dedicated to registered... funds business. Overseeing select compliance monitoring functions. Providing ongoing... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
32
JD-practicing experience, with mutual fund experience with a law... strong interpersonal, analytical, problem-solving, organizational and communication skills. Must have Juris Doctorate degree. or educational equivalent. Must be in compliance with all relevant licensing... requirements including the requirements of the jurisdiction.... read more
Company
In-House
Experience
7-10 yrs required
Location
Chicago, IL
Posted Date
Jul 05, 18
Info Source
Employer
Total Views
11
related to open-end mutual fund disclosures, operations and governance... colleagues to coordinate mutual fund compliance responsibilities and to... and input to mutual fund compliance program designed to... aspects of the mutual fund compliance program responsibilities within... Internal audits. Provides mutual fund compliance related training. Guards... fund... read more
Company
Recruiter, BCG Attorney Search
Experience
1-8 yrs required
Location
Boston, MA
Posted Date
Jul 16, 18
Info Source
Recruiter
Total Views
26
our client seeks junior fund formation attorney with 1-6... equity and venture capital fund formation and have relevant... private equity firms in fund formations, as well as... firm operations matters and compliance with the Investment Company... Act, the Investment Advisers... read more
Company
Law Firm
Experience
1-7 yrs required
Location
Redwood City, CA
Posted Date
Jul 17, 18
Info Source
Employer
Total Views
7
Junior and Mid-level Fund Formation Associate The ideal... equity and venture capital fund formation. Should have JD... private equity firms in fund formations, as well as... firm operations matters and compliance with the Investment Company... Act, the Investment Advisers Act,... read more
Company
In-House
Experience
4-6 yrs required
Location
New York City, NY
Posted Date
Jul 04, 18
Info Source
Employer
Total Views
70
Investment Management Attorney The candidate will work... investment advisors, mutual funds, hedge funds and/or private equity... firms including compliance matters, investment vehicles and... management agreements and private fund formation required. Knowledge of... Investment Company Act of 1940, the Commodity Exchange... read more
Company
Law Firm
Experience
3-7 yrs required
Location
Stamford, CT
Posted Date
Jul 13, 18
Info Source
Employer
Total Views
45
and offshore funds, including hedge funds, fund of funds,... fund of fund managers, private... including Investment Advisers act compliance, Securities Act (Regulation D... and Regulation S) and 3(c) exclusions under Investment Act; counsel advisers on compliance with Commodities Exchange Act...... read more
Company
Law Firm
Experience
Min 6 yrs required
Location
Denver, CO
Posted Date
Jul 17, 18
Info Source
Employer
Total Views
58
Corporate Attorney The candidate must have... 6+ years of relevant experience to work with a focus on corporate and securities matters including private financings, funds, mergers and acquisitions and SEC compliance.... read more
Company
Law Firm, Finn Dixon & Herling LLP.
Experience
1-3 yrs required
Location
Stamford, CT
Posted Date
Jul 16, 18
Info Source
Employer
Total Views
11
to Mid-level Private Investment Fund / Investment Management Associate... have experience with private fund formations -- in particular,... private equity funds and hedge funds – as well... investment adviser registration and compliance. The ideal candidate should... and investor side letters, fund service provider contracts, reviewing... compliance... read more
Company
Law Firm
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jul 16, 18
Info Source
Employer
Total Views
199
equity, real estate and hedge funds) and other investment... experience with alternative investment fund formation and offerings (both... (1) formation of private fund managers; (2) reviewing and... negotiating fund documents on behalf of... compliance advisers, and other investment fund regulatory matters. Top academic...... read more
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