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Finra Attorney Jobs in New Jersey

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Job info
Company
In-House, Prudential Financial, Inc
Experience
8-15 yrs required
Location
Newark, NJ
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
27
matters as well as FINRA. Working closely with Business... and projects, as assigned. Must have 8-15 years of legal experience. Should have experience as broker-dealer/insurance distribution counsel, including providing advice regarding FINRA, SEC and state insurance... securities laws and regulations.... read more
Company
Recruiter, BCG Attorney Search
Experience
3-8 yrs required
Location
Morristown, NJ
Posted Date
Sep 04, 18
Info Source
Recruiter
Total Views
6
Morristown office of our client seeks commercial litigation attorney with 3-5 years of... experience. The candidate should preferably have FINRA experience. New Jersey Bar... admission is a must. New York Bar admission is preferred.... read more
Company
Law Firm, Riker Danzig Scherer Hyland & ...
Experience
3-5 yrs required
Location
Morristown, NJ
Posted Date
Sep 12, 18
Info Source
Employer
Total Views
20
Total Applies
1
Commercial Litigation Attorney Candidate with New Jersey... Bar admission is a must. New York Bar admission is preferred. 3–5 years of commercial litigation experience. FINRA experience is preferred.... read more
Company
In-House
Experience
3-5 yrs required
Location
Jersey City, NJ
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
35
broker dealer regulations, corporate law and experience handling regulatory investigation is needed. SEC or FINRA experience, or law firm... experience advising financial institutions are needed. Military education or experience may be considered in lieu of civilian requirements listed is needed.... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Teaneck, NJ
Posted Date
Jun 27, 18
Info Source
Recruiter
Total Views
16
Alternative Investment Attorney The candidate must have... Act of 1933, Exchange Act of 1934 and FINRA rules is essential. Should... have extensive experience with the Investment Company Act, commodity pool operators, and unregistered alternative investment funds, including funds of funds.... read more
Company
In-House, IQVIA.
Experience
Min 8 yrs required
Location
Parsippany, NJ
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
40
Securities Attorney The candidate will lead... securities law, NYSE and FINRA matters, and general corporate... of experience as an attorney with a mix of... top law firm (5-6 years) experience and in-house counsel with a publicly-traded corporation (2-3 years). A... read more
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