the investigations and decisions regarding disciplinary actions against individuals and organizations in the financial industry. This entry-level position provides associates with... substantive hands-on legal experience, enhancing their skills in investigating, litigating, and writing. They gain specialized knowledge about the fi...
the Enforcement department's investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. This position offers entry-level associates an opportunity to... gain substantive hands-on legal experience, enhancing their skills in investigation, litigation, and writing. T...
investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves working under... the supervision of more senior attorneys, investigators, Directors, and Chief Counsels. Honors Associates engage in a variety of discrete pr...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Court / Appellate Litigation Associate The candidate should be a junior associate having stellar academic credentials and federal court of appeals clerkship.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Broker - Dealer Compliance and Regulation Associate The candidate will be responsible for providing advice to multinational and US securities firms, securities exchanges and other market players regarding SEC, FINRA, NYSE and other securities... regulations. It includes participating in the administrative law rulemaking process, assisting major financial institutions in integrating regulatory requirements into their business practices; advising on cross-border issues; reviewing... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Staff Attorney - Practice Management The... candidate will manage client data from document preservation and collection through processing, review, production and presentation. Applying deep industry knowledge, Smarter Discovery methodologies and legal project management techniques, staff attorneys increase efficiency and quality throughout the eDiscovery process across diverse legal matters.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Industry (Regulatory/Transactions) Associate — Mid-level The candidate should have experience and expertise working in teams and in managing substantial components of projects independently. Should have specific experience in working with matters involving one or more of the following: broker-dealers, exchanges, ATSs, investment advisers, registered investment companies, and private funds. Experience at the SEC, FINRA, in-house at a financial... institution, or in a s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance and Regulation Associate - Securities and Financial The candidate' should have experience in the following areas: Advising on complex regulatory requirements and developments in both advisory and enforcement contexts; assisting major financial institutions in integrating regulatory requirements into their business practices; Should have working knowledge of trading issues; sales practice issues; product development; futures and derivatives; financing... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate (Judicial Clerk) The candidate must have a record of outstanding academic achievement, evidence of initiative and a desire to assume early responsibility will be considered. Law Review, Moot Court and other indicators of intellectual curiosity and drive are viewed favorably.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Industry Associate – Mid-Level The candidate will be representing broker-dealers, ATSs, equity and option exchanges and investment advisers regarding SEC and FINRA rules and regulations and... in transactional matters. Candidate should have experience and expertise working in teams and in managing substantial components of projects independently. Candidate should have specific experience in working with matters involving one or more of the following: broker-dealers, e... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Asset Management and Investment Funds Attorney Specialist The candidate will... support attorneys with the formation and operation of private investment funds, negotiation of side letters on behalf of sponsors and investors, and the marketing of fund interests and separate accounts. Will work with partners and associates on essential matters for sophisticated clients. Should have strong academic credentials. Should preferably have experience representing private fund sponsors a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Asset Management and Investment Funds Attorney Specialist The candidate will... support the attorneys with investments in, and the formation and operation of, private investment funds, negotiation of side letters on behalf of sponsors and investors, and the marketing of fund interests and separate accounts. Must have strong academic credentials, excellent communication skills, and a commitment to providing the highest quality client service. Must have experience representing pr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking a Regulatory Associate with law firm, SEC, broker-dealer, FINRA, or comparable securities regulatory... experience to handle broker-dealer regulatory issues. Should have experience with the Securities Exchange Act of 1934 and with self-regulatory organization rules. Excellent academic credentials, strong analytical, writing and communications skills are required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here