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19 jobs found for

Finra Attorney Jobs in Washington

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SPONSOREDJOB
Company
The Financial Industry Regulat...
Experience
Min 7 yrs required
Location
Rockville, MD
Posted Date
Sep 15,17
Info Source
between Enforcement and other finra departments, including Member Regulation,... Market Regulation, Office of Fraud Detection and Market Intelligence, Office of General Counsel and Office of Disciplinary Affairs; Representing the... read more
SPONSOREDJOB
Company
The Financial Industry Regulat...
Experience
1-2 yrs required
Location
Washington, DC
Posted Date
Sep 24,17
Info Source
to Member Regulation staff finra membership, and other interested... parties with respect to FINRA's rules. Provide regulatory guidance... recommendations pursuant to the finra Rule 9520 Series. Support... decisions rendered by other finra departments). Represent the Department... FINRA's... read more
Company
Law Firm
Experience
1-3 yrs required
Location
Washington, DC
Posted Date
Sep 22, 17
Info Source
Employer
Securities Litigation Attorney The candidate will work... with the securities litigation and enforcement practice group. Must have 1-3 years of experience in the area of securities litigation, commercial litigation, and/or regulatory enforcement. Federal court clerkship experience preferred. Must have a... read more
Company
Recruiter
Experience
4-6 yrs required
Location
Washington, DC
Posted Date
Jul 31, 17
Info Source
Recruiter
Attorney - Commercial Litigation The... candidate will have approximately 4-6 years’ experience in commercial litigation, including taking and defending depositions, researching, writing and arguing motions and conducting large-scale document productions. Qualified candidates will be motivated self-starters with stellar academic credentials,... read more
Company
Recruiter
Experience
5-10 yrs required
Location
Washington, DC
Posted Date
Jul 31, 17
Info Source
Recruiter
Senior and Mid level Litigation Associate with 5-10 years of experience for White Collar, Internal Investigations and Corporate Governance practice group. Attorneys with Life Sciences/Health Care Policy and Regulatory experience with respect to product development, labeling and promotion abilities required.... read more
Company
Recruiter
Experience
4-10 yrs required
Location
Washington, DC
Posted Date
Jul 31, 17
Info Source
Recruiter
Attorney- Employment Law The candidate... should have 4-10 years of experience in employee benefits and employment law counseling, with expertise in one or more of: health and welfare, employment law counseling, and the employee benefits aspects of M&A, as well... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
Washington, DC
Posted Date
Aug 24, 17
Info Source
Recruiter
Litigation Lawyer The candidate must have all levels with significant litigation experience, preferably with another large law firm.... read more
Company
Recruiter
Experience
4-6 yrs required
Location
Washington, DC
Posted Date
Aug 24, 17
Info Source
Recruiter
Attorney -Regulatory The candidate should... have 4-6 years of experience.... read more
Company
Recruiter
Experience
3-6 yrs required
Location
Washington, DC
Posted Date
Aug 26, 17
Info Source
Recruiter
Act of 1934 and FINRA rules. Experience with drafting... the primary registration and disclosure documents used by investment companies and investment advisers. Familiarity with the day-to-day operations of mutual funds, ETFs, investment advisers, and related service providers and experience in... read more
Company
Recruiter
Experience
2-7 yrs required
Location
Washington, DC
Posted Date
Aug 26, 17
Info Source
Recruiter
and other government investigations, internal investigations and other white collar and regulatory enforcement matters. Experience in regulatory (e.g., the SEC, CFTC, FINRA) or criminal (e.g., DOJ,... a USAO, Office of the Attorney General of California) enforcement... organization would be helpful.... read more
Company
Recruiter
Experience
3-6 yrs required
Location
Washington, DC
Posted Date
Aug 29, 17
Info Source
Recruiter
Act of 1934 and FINRA rules would also be... helpful. Must have experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers. Familiarity with the day-to-day operations of mutual funds, ETFs, investment advisers, and... read more
Company
In-House
Experience
Min 7 yrs required
Location
Washington, DC
Posted Date
Sep 13, 17
Info Source
Employer
legislation and SEC and FINRA rules and regulations in... legal advice regarding SEC, FINRA and state securities and... securities laws regulations, including FINRA and MSRB rules and... on experience talking to and working with state insurance regulators, FINRA, and SEC.... read more
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