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Capital Markets Attorney Jobs in Maryland

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Job info
Company
In-House, T. Rowe Price Group, Inc.
Experience
5-10 yrs required
Location
Baltimore, MD
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
138
the sales team and outside clients/prospects/consultants to identify issues and negotiate resolutions. Responsible for assisting in coordinating and working with Senior Legal Counsels regarding issues relating to regulations impacting investment advisers including the Advisers Act, capital market regulations, and ERISA....... read more
Company
In-House
Experience
Min 10 yrs required
Location
Baltimore, MD
Posted Date
Jun 07, 18
Info Source
Employer
Total Views
29
Compliance Officer The candidate will manage a staff of Compliance Managers/Directors and professionals at one or more division offices to ensure that the division is in compliance with all Federal and State requirements, including insurance and/or securities laws where applicable,... read more
Company
In-House, ProShares
Experience
Min 3 yrs required
Location
Bethesda, MD
Posted Date
Jun 07, 18
Info Source
Employer
Total Views
500+
Duties: Will be to support 40 Act fund activities and will be largely responsible for owning the registration process, and other legal processes as assigned. Drafting, reviewing and updating of regulatory materials, including registration statements and exemptive applications; Handle aspects... read more
Company
Recruiter, BCG Attorney Search
Experience
10-20 yrs required
Location
Potomac, MD
Posted Date
May 05, 18
Info Source
Recruiter
Total Views
3
is seeking a tax attorney with 10+ years of... formation and financing and capital markets transactions. Experience in... international tax matters is a plus. Candidates must also have a portable book of business and be an active member of the... read more
Company
In-House
Experience
8-15 yrs required
Location
Baltimore, MD
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
70
impacting investment advisers including capital market regulations, ERISA, GIPS,... Bar is needed. Senior attorney with Law firm and/or... the financial services industry experience 8-15 years in practice area is needed. Experience working with Federal Securities laws and regulations relative to... read more
Company
Recruiter, BCG Attorney Search
Experience
8-20 yrs required
Location
Baltimore, MD
Posted Date
May 05, 18
Info Source
Recruiter
Total Views
119
office of our client is seeking partner level candidates with at least $200-300,000+ in portable business. Firms practice areas include - trust and estates, tax, white-collar defense, real estate, securities and finance, bankruptcy, copyright & trademark, healthcare, corporate and litigation.... read more
Company
Public Interest, FINRA.
Experience
Min 2 yrs required
Location
Rockville, MD
Posted Date
May 13, 18
Info Source
Employer
Total Views
23
Senior Attorney - Enforcement Duties: Plan... for and participate in various tasks related to investigations pertaining to sales practice and trading violations by member firms and associated persons including the gathering of documentation evidence and the analysis thereof. Researches and... read more
Company
Recruiter
Experience
Min 8 yrs required
Location
Baltimore, MD
Posted Date
Feb 08, 18
Info Source
Recruiter
Total Views
10
Corporate Attorney The candidate must have... modest book of business. Should preferably have 8 years of general corporate, M&A, and/or securities experience and a book of business of $200k or more.... read more
Company
Recruiter, BCG Attorney Search
Experience
4-14 yrs required
Location
Potomac, MD
Posted Date
May 05, 18
Info Source
Recruiter
Total Views
16
office is seeking a senior associate or lateral partner with experience in private fund formation and fund regulatory matters for funds with a wide variety of asset classes.... read more
Company
In-House, Capital One Financial Corporat...
Experience
Min 5 yrs required
Location
Bethesda, MD
Posted Date
Jun 18, 18
Info Source
Employer
Total Views
96
structured vehicles investing in Capital One-agented transactions Assist with... the legal analysis and drafting relating to products developed and managed by SIG, including advising on individual financing transactions utilizing the special products. Support the internal approval & new product introduction... read more
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