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Banking Compliance Professional Attorney Jobs in Los Angeles

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SPONSORED JOB
Company
GUGGENHEIM PARTNERS, LLC
Experience
4-10 yrs required
Location
Santa Monica, CA
Posted Date
Feb 02,19
Info Source
Total Views
30
compliance Vice President/Director & Regulatory... also work closely with compliance and Legal colleagues. Act... requirements. Review and comment on investment management agreements for new client accounts for regulatory compliance issues.... read more
Company
In-House, Zions Bancorporation
Experience
Min 8 yrs required
Location
Los Angeles, CA
Posted Date
Feb 08, 19
Info Source
Employer
Total Views
28
Department. Will support our banking operations, and report directly... and functions: Payment Systems;Digital Banking (online and mobile); Checking;... requirements for upcoming online banking platforms, including both loan... (processes; agreements). E-Sign. Correspondent Banking. Branch Operations. Provide other... Work closely with the Compliance Department and Risk Management...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
23
Consumer Lending Attorney, Director The candidate will... and installment loans) on compliance with salient federal and... and smarter. Partner with compliance, risk, and controls to... provide legal and regulatory guidance regarding the Bank’s policies and procedures. Consult and collaborate with... read more
Company
In-House, City National Bank
Experience
Location
Los Angeles, CA
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
33
litigation and arbitration, EEO compliance, hiring practices, compensation and... to recruiting practices, FCRA compliance, OFCCP compliance, contingent workers,... I-9 processing and compliance, service contract reviews, and... OT exemptions, regular rate compliance, wage theft protection, meal... plans, fair pay act compliance, alternative work schedules et... compliance,... read more
Company
In-House
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Feb 06, 19
Info Source
Employer
Total Views
13
Fiduciary Attorney, Director Responsibilities: Provide counsel... The Bank’s Risk and Compliance groups related to oversight... of fiduciary activities. The Bank’s Trust Operations Department. Oversight of outside legal counsel on specific projects. Implementation of changes to products, policies, and procedures so... read more
Company
In-House
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
20
Fiduciary Attorney, Director Responsibilities: Administration of... The Bank’s Risk and Compliance groups related to oversight... of fiduciary activities. The Bank’s Trust Operations Department. Oversight of outside legal counsel on specific projects. Implementation of changes to products, policies, and procedures so... read more
Company
In-House, Manufacturers Bank
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Feb 11, 19
Info Source
Employer
Total Views
37
matters/ transactions having regulatory compliance implications. Assists the BSA... regarding SAR filings and compliance with the Bank Secrecy... corporate filings. Keeps management, Compliance Officer, and other appropriate... law and legal and compliance issues. Provide pre-litigation advice... in connection with lawsuits... read more
Company
In-House, California Bank & Trust
Experience
Min 8 yrs required
Location
Los Angeles, CA
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
52
Department. Will support our banking operations, and report directly... and functions: Payment Systems;Digital Banking (online and mobile); Checking;... requirements for upcoming online banking platforms, including both loan... (processes; agreements). E-Sign. Correspondent Banking. Branch Operations. Provide other... Work closely with the Compliance Department and Risk Management...... read more
Company
In-House, UBS
Experience
Min 7 yrs required
Location
Los Angeles, CA
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
17
with Advisors, Branch Management, Compliance and legal regarding the... questions or issues with account documentation to ensure the timely opening of accounts. Perform analysis of KYC; ensuring all appropriate customer documentation is on file in accordance with internal and external... read more
Company
In-House
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
11
Wealth Markets Risk Management Attorney, Director The candidate will... so as to maintain compliance with OCC regulations/bulletins/guidance/handbooks, the... The Bank’s risk and compliance teams that support the... fiduciary issues relating to compliance with the (i) Office... prohibited transactions, and ongoing compliance with applicable Internal Revenue...... read more
Company
In-House, U.S. Trust
Experience
Location
Los Angeles, CA
Posted Date
Feb 07, 19
Info Source
Employer
Total Views
43
wealth structuring, investment management, banking and credit needs. Clients... in wealth management, private banking and retail brokerage. ... following areas: investments, credit, banking, trust and wealth transfer... credit, fiduciary and other banking services. This position may... investment, fiduciary, credit and banking solutions Build relationships... banking... read more
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