high-powered, long-established firm offers great opportunities for top-notch candidates seeking rapid growth and high volume in intellectual property and dozens of other challenging practices. We really have a lot of good things to say about this firm because the firm...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Analyst, Risk Monitoring - Any FINRA Location The Organization: FINRA is a not-for-profit organization authorized by Congress to protect investors and ensure market integrity. They oversee the securities industry, including stockbrokers, brokerage firms, and securities exchanges. FINRA is...
is proud to be an equal opportunity employer. We are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or Veteran status. **MEMBERS ONLY**SIGN UP NOW***. (“Capital”) is...
performing all duties associated with new business intake risk management, including overseeing the critical risk management function related to the onboarding of new clients and new matters to the firm, including vetting potential conflicts, financial, reputational, and anti-money laundering iss...
Associate, Blockchain Investigator Duties: The candidate will be accountable for using investigative and analytical techniques to formulate an understanding of blockchain transactions and using the results to support clients as they navigate retrospective and proactive digital asset investigations. Queries large...
organizations. Lead clients through key compliance initiatives, such as anti-money laundering (AML), sanctions, and Know... Your Customer (KYC) programs, while identifying opportunities for improving efficiency and reducing risk. Leverage innovative technologies, including data analytics and AI, to design smarter compli...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
currently seeking a Director in Financial Crimes for our Consulting practice. Responsibilities: Lead complex financial crimes advisory engagements, including anti-money laundering (AML), sanctions, and fraud-related... assessments, gap analyses, and remediation efforts Oversee the development and executi...
Associate, Financial Crimes Boston, MA; Charlotte, NC; Chicago, IL; Los Angeles, CA; Miami, FL; New York, NY; San Francisco, CA; Short Hills, NJ 121065 Share Career Level Requirement Experienced **MEMBERS ONLY**SIGN UP NOW***. Advisory practice is currently our...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Friendly Job Title: Associate Principal Risk Monitoring Analyst - Any FINRA Location H1: Join FINRA as an Associate Principal Risk Monitoring Analyst H2: Conduct Risk Monitoring for FINRA Members and Advance Your Career! Organization: FINRA Department:...
of Operations, Procedures and Standards - Full Time Reporting to the Vice President of Member Supervision Operations, Procedures and Standards, the Director will provide strategic leadership and establish procedures and standards for the program. They will also work closely...
2+ years in anti-money laundering and OFAC sanctions compliance... Salary: $80,000 - $100,000 H1: Join BDO as a Senior in Forensics - AML Compliance H2: Apply now for this exciting opportunity in Chicago, Los Angeles, or New York!...
Financial Crimes - Boston, MA; Chicago, IL; Dallas, TX; Denver, CO; Los Angeles, CA; Miami, FL; New York, NY; San Francisco, CA; Short Hills, NJ Salary Range: $118,100 - $227,000 H1: Join **MEMBERS ONLY**SIGN UP NOW***. and Make an Impact as...
The individual in this role will apply experience in anti-money laundering compliance, USA PATRIOT Act,... Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC), Know Your Client (KYC), and all other laws, regulations, and requirements designed to establish process...
Title: Director, MS Operations, Procedures and Standards Organization: FINRA (Financial Industry Regulatory Authority) Experience Required: Significant experience in securities, compliance or financial regulatory roles, preferably with experience in FINRA's Exam and/or Risk Monitoring program. Education Required: Bachelor's degree in a...
Client Relationship Specialist position is a full-time, permanent role in the Business Services department at the law firm **MEMBERS ONLY**SIGN UP NOW***.worldwide. The role is based in either Los Angeles or San Francisco, and the annual base compensation range is $60,000 to $75,000....
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations FINRA is currently seeking a highly experienced Principal Analyst for their Risk Monitoring team. In this role, you will be responsible for conducting risk monitoring activities and ongoing risk...
Crime Consulting Manager The candidate will drive end-to-end delivery of advisory projects focused on financial crime risk management, including anti-money laundering (AML), counter-terrorist financing (CTF),... sanctions compliance, anti-bribery and corruption (ABC), and fraud prevention across financial institutions and FinTechs. Develop...
research on corporate business structures, reviews and analyzes conflicts search results, prepares conflicts reports, and utilizes conflicts applications and research methods in order to assess potential legal and business conflicts. Conducts new client and anti-money laundering due diligence. Position involv......
(Conflicts) Lawyer - Work for a Global Law Firm in California Introduction: - Join a global law firm with a strong strategic focus and a culture of innovation and collaboration. - Be part of a team that works...
is a technology company that provides key support for all of **MEMBERS ONLY**SIGN UP NOW***.'s global markets. They are currently seeking a highly experienced AML Compliance Counsel to join their Global Legal Compliance team. The ideal candidate will have a data-driven mindset and...