Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist is crucial to the Financial Intelligence Unit (FIU) within the organization’s National Cause and Financial Crimes Detection Program (NCFC). This role involves the following key responsibilities: - Execute functions...
NCP Department is seeking an experienced, highly motivated attorney with a strong background in securities regulation to serve as an Associate Principal Investigator in the Initial Review Group (IRG). The ideal candidate will have experience with securities regulation, including a...
position will remain open until filled. Salary: $105,000 - $117,000 annually, based on experience and qualifications. Full-time position with competitive benefits. Job Title: Director of Massachusetts Legal Aid Websites Project Experience: 10+ years relevant work experience, including...
Organization: **MEMBERS ONLY**SIGN UP NOW***. Job Title: Associate General Counsel Job Type: Full Time Location: Remote, US Salary: Not mentioned Experience: Minimum of 10 years of legal corporate practice experience Requisition ID: 1125 Reporting to: EVP, Chief Legal and Compliance Officer...
PCAOB, a nonprofit organization established by Congress, is seeking a highly qualified individual to join us as an Audit Board Fellow for Fall 2025. This position is part-time and offers a hybrid work option in various locations across the United...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations - Full-time position with varying locations across the United States - Competitive salary based on experience and location - Bachelor's degree in Finance, Accounting, Business or related field required - Advanced knowledge of FINRA's...
Analyst, Risk Monitoring - All FINRA Locations Salary Information: - Minimum Salary: $111,400 - Maximum Salary: $242,600 Job Title: Principal Analyst, Risk Monitoring Experience: Prior experience in FINRA's Exam and/or Risk Monitoring program preferred. Department:...
Job Title: Senior Principal Analyst, MS Operations, Procedures and Standards H1: Senior Principal Analyst - MS Operations, Procedures and Standards H2: Key Responsibilities and Requirements Bold Headlines: - Join FINRA as a Senior Principal Analyst in MS Operations, Procedures and Standards - Lead and partner...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. SEO Friendly Job Title: Associate Principal Investigator, NCP - IRG at FINRA H1: Join FINRA as an Associate Principal Investigator, NCP...
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Analyst, Risk Monitoring - Capital Markets - All FINRA Locations: - Full-time position with competitive salary - R-009083 job requisition ID - Conduct risk monitoring activities and ongoing risk assessments - Senior-level position reporting to a Risk Monitoring Director...
Principal Investigator, NCP - IRG - All FINRA Locations FINRA is currently seeking an experienced Associate Principal Investigator to join our Initial Review Group (IRG) team. The IRG is responsible for the intake, review, and analysis of regulatory intelligence...
Fellow - Protecting New England's Environment - Competitive Salary and Benefits - Location Flexible H1: Visiting Fellow - Opportunity to Protect New England's Environment - Location Flexible H2: Join Our Team and Make a Difference in Conservation Law Overview: - CLF is seeking an...
**MEMBERS ONLY**SIGN UP NOW***. (CLF) Job Title: Community Resilience Attorney Experience: At least 5 years for Staff Attorney II and 7 years for Senior Attorney Salary: For Staff Attorney II, $88,000-$110,000 and for Senior Attorney, $114,000-$133,000 Location: Boston, MA (with some flexibility for remote work) Headings: H1:...
Principal Risk Monitoring Analyst - Any FINRA Location Job Summary: - Responsible for conducting risk monitoring activities and ongoing risk assessments for FINRA members. - Mid-level position reporting to a Risk Monitoring Director. - Supports direct manager in...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. All FINRA associates are required to disclose to FINRA any securities-related business activity outside of the firm, whether on their own behalf or on behalf...
is an equal opportunity employer and does not discriminate on the basis of race, color, religion, gender, sexual orientation, gender identity, national origin, age, disability, genetic information, marital status, amnesty or status as a covered veteran. Senior Counsel - Legal Advisor...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
**MEMBERS ONLY**SIGN UP NOW***. (CLF) is seeking third-year law students and recent law graduates for a Legal Fellow position. This externally funded opportunity will begin in the fall of 2025 and is located in either our Boston headquarters or one of...
Senior Attorney - Clean Air & Water H2: Join Our Team at **MEMBERS ONLY**SIGN UP NOW***. Job Title: Senior Attorney - Clean Air & Water Organization: **MEMBERS ONLY**SIGN UP NOW***. Location: Boston, MA (remote and flexible work within New England may be considered) Salary Range: $97,000 - $124,000 (actual...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...