Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic leader for the Firm Grouping, setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate with cross-functional partners...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
SVP of Market Regulation Enforcement (“SVP-Market Reg”) supervises the specialized attorneys and managers who are dedicated to counseling Market Regulation staff and resolving disciplinary matters arising from surveillance and examinations by the Department of Market Regulation. The SVP-Market Reg provides senior level guidance on the appropriate resolution of Market Regulation matters, and facilitates an ongoing dialogue about decision-making to achieve ti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager The candidate will be accountable for managing all aspects related to the overall state of compliance for the Large Group Strategic Business Unit (SBU) and CFA. Will oversees the implementation and management of the SBU’s compliance program to ensure compliance and alignment with Federal, State regulatory statutes. Ensures the Federal and State regulatory operational requirements are interpreted correctly, mitigating risk of exposure in the ev... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Product Counsel Duties: Provide legal counsel on policy language, marketing materials, and website descriptions; Draft, review, and amend policy forms and endorsements; Collaborate with and counsel the underwriting team with respect to underwriting guidelines, underwriting intent, and market needs; Act as Product Development & Underwriting liaison with other business areas in contributing to the overall success of the Company; Work closely with Resolutions on underwri... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator, Insider Trading The candidate conducts reviews and investigations of unusual market activity for evidence of potential insider trading and for possible violations of relevant company rules and the federal securities laws. Analyze trading activity for indications of potential insider trading. Conduct reviews and investigations of possible violations of company rules and the federal securities laws. Conduct telephone interviews, including on-the-record tes... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, OFDMI The candidate will have four primary areas of responsibility: (i) assisting the Executive Vice President (EVP) in managing the strategic operations of the Department; (ii) working closely with OFDMI senior management relating to operational and administrative issues that impact the Department; (iii) serving as a liaison with other company departments on cross-department operational and corporate-wide initiatives; and (iv) providing advice and guidance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, OFDMI The candidate will have four primary areas of responsibility: (i) assisting the Executive Vice President (EVP) in managing the strategic operations of the Department; (ii) working closely with OFDMI senior management relating to operational and administrative issues that impact the Department; (iii) serving as a liaison with other company departments on cross-department operational and corporate-wide initiatives; and (iv) providing advice and guidance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Insider Trading The candidate primary responsibility of the Insider Trading Surveillance Section of OFDMI is to detect and investigate potential insider trading across all markets. Support senior management in the overall administration and the discharge of responsibilities of the Insider Trading Surveillance Section. Responsible for ensuring that all Insider Trading reviews and investigations are planned, assigned, and completed in a timely and thorough manner and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
& Ethics Program Director The candidate provides for the general strategic development, design, implementation, promotion and maintenance of the Corporate Compliance and Ethics Program for the purpose of ensuring an ongoing culture of compliance and ethical behavior and the prevention of illegal or unethical behavior. The incumbent will advise and collaborate with other management and staff to promote a culture of compliance and ethical behavior, to continuously i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- OFDMI - Fraud - Rockville, MD(Job Number: 006964) Description We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at – no phone calls, please. Job Summary: The Associate Investigator conducts routine reviews... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- OFDMI - Insider Trading - Rockville, MD(Job Number: 006994) Description We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at – no phone calls, please. Job Summary: The Associate Investigator conducts routi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here