Title: General Counsel Job Responsibilities: The General Counsel at a reputed firm is responsible for overseeing the legal functions of the Credit Union to protect its interests. This involves determining and directing legal matters related to the Credit Union’s full-service operations, setting...
in contributing to the Enforcement's investigations and decisions regarding... disciplinary actions against individuals and firms in the financial industry. This entry-level position involves working under the supervision of more senior attorneys, investigators, Directors, and Chief Counsels. Honors Associates engage in...
Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors... Program play a crucial role in contributing to the investigations and decisions regarding disciplinary actions against individuals and organizations in the financial industry. This entry-level position provides associates with substantive hands-on...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the Honors Program at the organization plays a crucial role in contributing to Enforcement’s investigations and determining whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates engage...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement’s investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves...
Associate, HONORS Program Job Responsibilities: **Members Only** Enforcement Associates, Honors Program make... meaningful contributions to Enforcement’s investigations and decisions about whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates gain substantive hands-on legal experience that develops their...
Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors... with contributing significantly to Enforcement's investigations and decisions regarding... disciplinary actions against individuals and firms in the financial industry. The role provides substantive hands-on legal experience, enhancing lawyering skills in investigating,...
Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors... Program play a crucial role in the investigations and decisions regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position provides substantive hands-on legal...
significant contributions to the Enforcement department's investigations and decisions... regarding disciplinary actions against individuals and firms in the financial industry. They gain hands-on legal experience and develop lawyering skills in investigating, litigating, and writing. Additionally, they acquire specialized knowledge about...
significant contributions to the Enforcement department's investigations and decisions... regarding disciplinary actions against individuals and firms in the financial industry. This entry-level role provides substantial hands-on legal experience, enhancing lawyering skills in investigating, litigating, and writing. Key responsibilities include: - Working...
significant contributions to the Enforcement department's investigations and decisions... regarding potential disciplinary actions against individuals and firms within the financial industry. This position offers entry-level associates an opportunity to gain substantive hands-on legal experience, enhancing their skills in investigation, litigation,...
contribute significantly to the Enforcement department's investigations and decisions... regarding disciplinary actions against individuals and organizations within the financial industry. The role is designed to provide entry-level associates with substantive hands-on legal experience, enhancing their skills in areas such as...
Program Job Responsibilities: FINRA Enforcement Associates in the Honors... role in contributing to Enforcement's investigations and making decisions... on whether to bring disciplinary actions against individuals and firms within the financial industry. These Honors Associates are tasked with gaining substantive,...
Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors... Program are integral to the investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. This entry-level position provides substantive hands-on legal experience and specialized knowledge of...
contributions to the organization's Enforcement investigations and decisions regarding... disciplinary actions against individuals and firms in the financial industry. This entry-level role allows the Associate to gain hands-on legal experience, enhance lawyering skills, and acquire specialized knowledge about the financial...
**Members Only** program within the organization's Member Supervision department. This position is integral to the Financial Intelligence Fusion Center (FIFC), tasked with aggregating, analyzing, and disseminating real-time intelligence from various sources, including member firms, regulators, and law enforcement. The specialist's responsibi...
Title: Associate General Counsel, Capital Markets Job Responsibilities: 1. **Regulatory Guidance and Advisory**: - Direct and manage the full lifecycle of adopting new regulatory requirements. - Advise the Board of Governors and senior management on complex and sensitive regulatory initiatives and rule...
Title: Staff Attorney Job Responsibilities: The Staff Attorney is responsible for providing a broad range of legal services to clients who are survivors of domestic and dating violence, child abuse, sexual assault, human trafficking, and stalking. Key responsibilities include: - Offering legal advice,...
effective legal support to Hearing Officers in connection with the adjudication of disciplinary proceedings. The role involves handling a wide range of cases brought by the Department of Enforcement against registered firms and... associated persons, as well as temporary...