Title: Associate Counsel Job Responsibilities: - Lead the preparation of SEC regulatory materials, including registration statements, for a diverse and expanding line-up of ETFs, mutual funds, and interval funds. - Support the development and launch of industry-leading ETFs by preparing regulatory documents and...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Legal Counsel - ETF/Mutual Funds The candidate will be primarily responsible for providing support for the legal, regulatory and disclosure requirements regarding a suite of T. Rowe Price ETF products. Will assist in drafting and reviewing exemptive relief applications, securities exchange filings, statutory prospectuses and summary prospectuses, statements of additional information (“SAIsâ€), registration statements, proxies, and governance documents for the T. Ro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel - '40 Act Owings Mills,... MD Our mission as a leading investment management firm is to help our clients achieve their long-term financial goals. We believe our associates are the key to this mission and we are always looking for talented individuals who share our commitment to our client’s success. If you’re looking for challenging work experiences and the ability to learn in a collaborative culture, we invite you to explore the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including family of proprietary mutual funds and private investment funds. Will provide primary legal support on the formation, operation and termination of Trust private investment funds. Provide advice on 1940 Act/mutual fund issues, including... ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including family of proprietary mutual funds and private investment funds. Will provide primary legal support on the formation, operation and termination of Trust private investment funds. Provide advice on 1940 Act/mutual fund issues, including... ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including family of proprietary mutual funds and private investment funds. Will provide primary legal support on the formation, operation and termination of Trust private investment funds. Provide advice on 1940 Act/mutual fund issues, including... ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including family of proprietary mutual funds and private investment funds. Will provide primary legal support on the formation, operation and termination of Trust private investment funds. Provide advice on 1940 Act/mutual fund issues, including... ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Assistant – 1940 Act Funds Duties:... Reviewing and updating of regulatory materials, including registration statements, annual reports, and other regulatory filings; Handle aspects of registration statement process, including process enhancement and coordinating comments, and the printing of prospectuses and supplements; Review initial registration statements for new funds; Revise authorized participant ETF handbook updates and manage dissemination; Maintain comment... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel / Alternatives Compliance Officer The candidate will support the legal and compliance department in the provision of advice with respect to the Investment Advisers Act of 1940, the Investment Company Act... of 1940, the Securities and Exchange... Act of 1934, the Employee... Retirement Income Security Act of 1974 (ERISA), SEC... No-Action Letters, CFTC rules, National Futures Association rules, state banking and trust laws, other laws and regulations as relevant. Suppo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of Compliance. The Director of Compliance/Compliance Officer will be responsible for ensuring that all Calvert operating companies and mutual funds are in compliance with regulatory requirements and are managed to conform with investment objectives, policies and investment restrictions for each fund. The Compliance Officer reports to the Boards' of Directors of the Calvert Funds and Calvert's Management. Monitor changes in Federal and State laws rules and regulation... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel - ‘40 Act Regulatory Oversight (ETFs) Duties:... Provides legal advice based on research and in-depth understanding of ETFs, the Investment Advisers/Company Act of 1940, and related... regulations and... practices to internal stakeholders including the Group and Product Management. Prepares and reviews internal and external materials affecting the ETF business, including regulatory filings, such as registration statements and proxy statements; listing exchange filings;... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here