Job Title: Associate General Counsel, Securities and... Deputy Corporate Secretary Job Responsibilities: - Advise... the company on federal and state securities laws, including the Securities Act of 1933, the Securities Exchange Act of 1934, and other relevant regulations such as Sarbanes-Oxley, Dodd-Frank,...
Job Title: Compliance Counsel Job Responsibilities: The Compliance Counsel will... Chief Compliance Officer & Deputy General Counsel (CCO). The... primary responsibilities... include assisting the CCO with oversight of the . broker dealer compliance program and supporting global compliance initiatives alongside the European...
Assistant Corporate Counsel Job Title Assistant Corporate Counsel Job... Responsibilities The Assistant Corporate... Counsel at the company is... the guidance of the Deputy General Counsel and Chief... Legal Officer.... Key responsibilities... include: - Contract Drafting, Analysis, Editing, and Management: This involves drafting,...
Job Title Assistant General Counsel - Securities and Corporate Job... Responsibilities The Assistant General Counsel - Securities and Corporate... is responsible for overseeing the Company's compliance with public company reporting, working closely with the Deputy General Counsel, Chief Legal... Officer, and......
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Legal Counsel Director - Compliance Solutions... The candidate will support the new Compliance Solutions business group that is part of the Corporate Brokerage Services division. Will serve the Compliance Solutions Group in a chief counsel capacity. Serve as... a... strategic thought partner, provide analysis and recommendations on business projects, advise on applicable legal and regulatory requirements, and handle contract drafting and negotiations. Partner closely with the Vice Pr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SCHWAB: **Members Only** has been a leader in financial services for nearly four decades, working to make investing more affordable, accessible and understandable to all. Driven by our purpose to champion every client’s goals with passion and integrity, we’re committed... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy Chief Regulatory Officer The... candidate will assist the Chief Regulatory Officer in the... administration of the surveillance, investigative and examination aspects of the CBOE, C2 and regulatory program to enforce SEC and Exchange rules. Performs a combination of the following duties according to departmental guidelines: oversee the administration of the Department of Market Regulation, Department of Member Firm Regulation and ORSA ("DMR/DMFR/DRE") which are responsible... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Associate Counsel PRRB/HHA The candidate... will be responsible for providing legal services under the general supervision of the Chief Washington Counsel and the... Vice President and Deputy General Counsel for Medicare... reimbursement appeals... filed by providers before the Provider Reimbursement Review Board (PRRB). Provide representation before the PRRB, an administrative board of the Centers for Medicare and Medicaid Services (CMS) of the United States Department of Health... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel – Business Operations The... candidate will work in Corporate Law department. The primary duties and responsibilities of the position will include: Collaborating with company’s Deputy General Counsel in providing... counsel, advice... and guidance to company’s Operating Units worldwide; Negotiating, preparing and reviewing purchase, supply, distributor/sales agent and other contracts for company’s Operating Units; Assisting in mergers and acquisition... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director - FJE Development The candidate functions as the chief development strategist providing advice... and counsel to Association entities, members,... and staff in developing fundraising strategies to seek, obtain, and retain current outside funding to support public service programs. Directs, leads, and is accountable for all fundraising campaigns and outreach efforts for the Fund for Justice and Education (FJE). Assists Association entities, members, and staff in seeking an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
VP and Deputy General Counsel The candidate... provides corporate legal counsel and assistance to the... Association and its affiliated organizations to enable each of them to accomplish its organizational mission without undue legal risk and in compliance with applicable law. Serves as corporate secretary to certain subsidiaries and related organizations. Provides constructive, clear and concise legal advice to Association staff and volunteers in a manner that is accessible and u... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Legal Compliance Duties: Reports to Deputy Global Chief Compliance Officer.... Oversee the company’s . compliance program, which operates to prevent, detect and investigate misconduct that could cause criminal, reputational or regulatory harm, ensuring it is properly resourced based on geography and risk. To design, enhance and implement compliance programs, policies, and procedures that are responsive to various compliance and regulatory risks facing and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Analyst The candidate will support the Global Chief Compliance Officer and Deputy Compliance Officer, as well... as various other functional groups and regulated organizations, by performing many of the day-to-day operational functions required of the corporate compliance function, including: drafting and reviewing policies and standards; developing, designing and implementing training; overseeing the compliance management system; reviewing and making recommendatio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy Chief Compliance Officer ... Duties: Direct reports and advise management of all aspects related to consumer bank regulations. Direct the development, updates and facilitate implementation of all policies and procedures related to attendant regulations to minimize the organization’s exposure to regulatory criticism, reputation and financial risk of loss. Provide support for business lines/entities through the identification and interpretation of the current banking an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here