Law Firm

Charlotte, NC, United States

Blue Sky Paralegal

Legal Staff

5-10 yrs required

Full-time

No

prepares and files form ids with the sec to obtain edgar codes prepares and files form ds with the sec and the states files form ds with the states, either electronically through efd or by paper experience working with state securities regulatory administrators, as well as nasaa, the sec, and finra performs blue sky research re: state exemptions. monitors/tracks state status of registrations and/or exemptions renewals prepares and files state registration and/or exemption documents familiarity with submission of filings via nasaa’s electronic filing depository and its statements of policy for various securities offerings prepare and file form nf (for registered 1940 act fund clients) prepare response letters to state securities commissioners familiarity with public companies with listed securities or companies that are subject to the ’34 act reporting requirements file periodic required 1933 and 1934 act filings with state securities commissions. work typically requires more than 40 hours per week to perform the essential duties of the position; may require irregular hours. ability to travel to private and public buildings, locally and statewide, via private or public conveyance to assist attorney in attending to client needs on legal matters. if you need assistance or an accommodation due to a disability you may contact us at trevor. if you need assistance or an accommodation due to a disability you may contact us at trevor.barker@alston.com. alston & bird is not currently accepting resumes from agencies for this position

Legal

Hiring Coordinator
Alston & Bird LLP
1120 South Tryon Street
Suite 300
Charlotte, NC 28203-6818
Fax: 704-444-1111