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Contract Derivatives Attorney
Duties: Will be working on project relating to netting and collateral enforceability advice for legal, credit risk and capital purposes, to comply with Basel 3 requirements as implemented by FINMA, CRDIV and US banking regulators. Obtain and/or review legal opinions from external counsel on due diligence, netting and collateral enforceability for all types of master netting agreements for derivatives and securities financing transactions (SFTs...
Senior Compliance Officer - Equities
The candidate will serve as an Equity Compliance Officer within company's Institutional Client Group (ICG), supporting Sales and Trading and general operations in Exchange Traded Derivatives (ETD), Futures, Cleared OTC, SEFs, FCM Financial Requirements, LSOC, and DCO Operations. Primary responsibilities include providing day-to-day Compliance advice relating to trading, sales practices, operations, financial requirements, position limit...
Seeking Corporate Tax Specialists with experience in M&A deals, representing private and public companies, private equity funds and other financial buyers. Cross-border M&A experience is a plus. Candidates should have 10+ years of transactional tax experience and an established practice.
Senior Attorney - Corporate
Duties: Draft and review our clients’ ’33 Act and ’34 Act filings. Advise on SEC rules and regulations, Exchange rules, Sarbanes-Oxley compliance, and related corporate governance and regulatory matters. Structure, negotiate and close public and private mergers, acquisitions, asset purchases, private equity purchases, loan transactions, and joint ventures.
Legal Counsel, Security
The candidate will support company’s business, minimize risk and assure compliance with laws and company policies; provide specialized and deep areas of expertise; and coordinate all legal advice and counsel related to commercial arrangements and offerings, third-party alliances, complex outsourcing deals and transactions, intellectual property, public company responsibilities, board of directors support, mergers and acquisitions, compliance and r...
Senior Attorney – Corporate
The candidate will draft and review clients’ ’33 Act and ’34 Act filings. Advise on SEC rules and regulations, Exchange rules, Sarbanes-Oxley compliance, and related corporate governance and regulatory matters. Structure, negotiate and close public and private mergers, acquisitions, asset purchases, private equity purchases, loan transactions, and joint ventures. Admission to NYS Bar (or ability to waive in) required. Should have signifi...
Corporate and Securities Associate
The candidate should have 4-6 years of public company and other securities experience. Should have substantial experience in public and private securities offerings, including IPOs and follow-on offerings, dealing with the SEC, FINRA, stock exchanges and other regulators of such offerings and handling the ongoing reporting requirements for public companies. Experience in representing both issuers and underwriters is strongly preferred. Ad...
Duties: Build relationships with federal, state and local elected officials and policymakers. Develop public and government affairs strategies. Manage lobbyists and consultants. Represent the company at public hearings and public meetings. Develop and enhance community relations and outreach activities. Coordinate outreach with key stakeholders.
Senior State Content Editor - Corporate
The candidate will work on New York law-based corporate and business transactional know-how resources for our Practical Law Corporate and M&A Service. Develop, write and edit a wide variety of know-how and current awareness resources (including practice guidance notes, standard documents and legal updates) for practicing attorney-subscribers primarily for New York state-law and market practice for business entity formation, governanc...