private funds. - Act as underwriters counsel on public and... private offerings. - Interpret and apply federal securities laws, including the Securities Exchange Act of 1934, Investment Advisers Act of 1940, and Investment Company Act of 1940. - Handle ADV/Form BD/Form PF filings,...
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Mortgage Loan Processing – Paralegal Experience Duties: Examines residential loan documentation for accuracy, completeness, and compliance with appropriate company and secondary market investor standards. Follow-up directly with customers, title companies, loan coordinators, underwriters, loan officers, and servicing... personnel to correct mortgage loan documents. Evaluates credit decisions for accuracy based upon established risk parameters and in accordance with policy, pr... read more
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