of Legal Ethics & Professional Responsibility Duties: Assist the US Loss Prevention Partner in the provision of regulatory, professional ethics and compliance matters relevant to partners, other fee-earners and support staff throughout the firm’s US offices. Identify changes in applicable...
Title Client Intelligence Group Officer Job Responsibilities • Serve as a Client Intelligence Group (CIG) Officer, leading and coordinating the delivery of complex and time-sensitive research products for key internal stakeholders • Independently execute investigative due diligence and risk assessments...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Officer The candidate will be part of the firm's Investment Bank AML Operations Investigation Unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Will be... expected to interact with the lines of business, introduced broker dealers, asset management, margin and cashiering departments, the firm's legal department, senior AML management and various la... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer The candidate will be part of the firm's Investment Bank AML Operations Investigation Unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Will be... expected to interact with the lines of business, introduced broker dealers, asset management, margin and cashiering departments, the firm's legal department, senior AML management and various la... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer The candidate will be part of the firm's Investment and High Net Worth AML Investigation Unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Will be... expected to interact with the lines of business, introduced broker dealers, asset management, margin and cashiering departments, the firm's legal department, senior AML management and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer Duties: Will be part of the firm's Investment and High Net Worth AML Investigation Unit. Be responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Will be... expected to interact with the lines of business, introduced broker dealers, asset management, margin and cashiering departments, the firm's legal department, senior AML management and va... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Investigations Manager The candidate will be part of the firm's Investment and High Net Worth AML Investigation Unit responsible for managing a team of investigators monitoring and investigation money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Will be... expected to interact with the lines of business, introduced broker dealers, asset management, margin and cashiering departments, the firm's legal department, se... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Investigations Manager The candidate will be responsible for the provision of legal and compliance services to the corporation. Will be part of the firm's Investment and High Net Worth AML Investigation Unit responsible for investigating money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Interact with... the lines of business, introduced broker dealers, asset management, margin and cashiering departments, the firm... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer The candidate will be part of the firm's Investment and High Net Worth AML Investigation Unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Will be... expected to interact with the lines of business, introduced broker dealers, asset management, margin and cashiering departments, the firm's legal department, senior AML management and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer The candidate will be responsible for the provision of legal and compliance services to the Corporation. Will be part of the firm's Investment High Net Worth AML Operations Investigation Unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Will be... expected to interact with the lines of business, introduced broker dealers, asset management,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer The candidate will be part of the firm's Investment High Net Worth AML Operations Investigation Unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Will be... expected to interact with the lines of business, introduced broker dealers, asset management, margin and cashiering departments, the firm's legal department, senior AML manageme... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer - AML The candidate will be part of the firm's AML Investigation Unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. Will interact... with the lines of business, introduced broker dealers, asset management, margin and cashiering departments, the firm's legal department, senior AML management and various law enforcement and regulatory... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here