of Legal Ethics & Professional Responsibility Duties: Assist the US Loss Prevention Partner in the provision of regulatory, professional ethics and compliance matters relevant to partners, other fee-earners and support staff throughout the firm’s US offices. Identify changes in applicable...
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Claims Consultant~ Hartford Financial Products Description As a Hartford Financial Products Claims Consultant, you will be responsible for handling a caseload of complex claims-made, financial products and middle market D&O and E&O claims, from inception to final disposition....
Due Diligence Officer The candidate work includes: carry out AML related investigations; perform and report on AML controls of new and existing clients, as well as any other ad-hoc reviews through both manual and electronic means; provide advice regarding due...
Crime Associate The candidate will focus of the Financial Crime Transaction Monitoring Associate is to oversee all aspects of broker-dealer transaction based monitoring to assure compliance with the Bank Secrecy Act and other applicable rules and regulations. Will assist in...
Job Description The Royal Bank of Scotland, Americas (RBSA) Anti-Money Laundering and Sanctions & Terrorist Financing (AML/STF) Compliance program... provides oversight for AML/STF across the Americas, establishes the framework for AML/STF compliance activities, and drives consistency and standards...
Crime Associate The candidate primary focus of the Financial Crime Transaction Monitoring Associate is to oversee all aspects of broker-dealer transaction based monitoring to assure compliance with the Bank Secrecy Act and other applicable rules and regulations. In conjunction with...
Crime Associate The candidate will oversee all aspects of broker-dealer transaction based monitoring to assure compliance with the Bank Secrecy Act and other applicable rules and regulations. Investigative and suspicious activity report (SAR) drafting skills. Assist in the annual AML...
Counsel III - BSA / AML The candidate will work closely with the Chief BSA/AML Compliance and will have constant interface with regulators. Will also manage and build LOB relationships. Provide counsel on application of BSA/AML laws to existing and...
Counsel III - BSA / AML The candidate will work closely with the Chief BSA/AML Compliance and will have constant interface with regulators. Will also manage and build LOB relationships. Provide counsel on application of BSA/AML laws to existing and...
Counsel III - BSA / AML The candidate will work closely with the Chief BSA/AML Compliance and will have constant interface with regulators. Will also manage and build LOB relationships. Provide counsel on application of BSA/AML laws to existing and...
Counsel III - BSA / AML The candidate will work closely with the Chief BSA/AML Compliance and will have constant interface with regulators. Will also manage and build LOB relationships. Provide counsel on application of BSA/AML laws to existing and...