Title Swap Dealer Regulatory Governance Officer Job Responsibilities The Swap Dealer Regulatory Governance Officer plays a crucial role in ensuring compliance with regulatory requirements for swap dealers and security-based swap dealers (SBSD). The primary responsibilities include: - Assisting in the...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
E-Communications Surveillance for Compliance Controls Responsibilities: Will involve working with relevant compliance, legal, technology, and business partners to establish priorities and identify solutions. Review and evaluate e-comm messages generated by the e-comm surveillance system and reviewed by the Supervisors, as part of the Quality Control Review process. Periodic review of e-comm messages for any irregularities or discrepancies as an element of the Random S... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Surveillance for Compliance Controls Responsibilities: Will involve working with relevant compliance, legal, technology, and business partners to establish priorities and identify solutions. Review and evaluate e-comm messages generated by the e-comm surveillance system and reviewed by the Supervisors, as part of the Quality Control Review process. Periodic review of e-comm messages for any irregularities or discrepancies as an element of the Random Sampling... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Legal Associate The candidate will be advising on transactions. Will be coordinating our response to regulatory issues across regions and functions. Managing litigation, arbitration and regulatory enforcement actions on behalf of the bank. Supporting new business initiatives. Developing policies to ensure best practices and compliance in the ever-evolving – and increasingly global – field of financial regulations. Enhancing governance processes and manage... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Escrow Officer/Pre-Closer The candidate job will consist of many different duties: Answering phones and helping bridge the communication gap for all clients. Handling incoming and outgoing mail. Serving as a main point of contact to the corporate office. Sending Buyer and Seller information sheets. Ordering HOA/Payoff Info. Preparing CD's for closing/ collaborating with various lenders. Assisting in swaps. Scanning files after closings.... Handling several important overnights... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Loan Closer The candidate will be reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Will be able to understand complex commercial loan closing requests from Bank lending staff, including the following: Corporate structures (. nested entities, signing capacities, reviewing resolutions, certificates of good standing, bylaws, operating agreements, etc.); Cross-collateralization, when there could be mu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-level Associate The candidate should have a . degree from an ABA-accredited law school with excellent academic credentials. Should preferably have 3-6 years of experience with derivatives products including interest rate swaps, foreign exchange, commodities and... other derivatives products, and in preparing, reviewing, and negotiating ISDA documentation and other over-the-counter and cleared product documentation; and experience counseling clients on regulatory complian... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-level Associate The candidate should have a . degree from an ABA-accredited law school with excellent academic credentials. Should preferably have 3-6 years of experience with derivatives products including interest rate swaps, foreign exchange, commodities and... other derivatives products, and in preparing, reviewing, and negotiating ISDA documentation and other over-the-counter and cleared product documentation; and experience counseling clients on regulatory complian... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Job Title: Swaps Regulatory Governance Specialist Salary:... Competitive, based on experience Experience: Several years in the financial services industry Department: Compliance H1: Join Our Team as a Swaps Regulatory Governance Specialist H2:... Become Part of Our Compliance Department at **Members Only** is seeking a Swaps Regulatory Governance Specialist to... join our global team. This role involves supporting regulatory requirements and control frameworks, as well as working with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here