Title: Capital Markets Associate Job Responsibilities: The Capital Markets Associate is responsible for a range of legal tasks related to securities and capital markets. Key responsibilities include: - Preparing Exchange Act filings, including Forms... 10-K, 10-Q, 8-K, and proxy statements. - Representing issuers and...
experience in securities and capital markets, with a focus on Exchange Act filings and corporate... Exchange Act filings, including Forms... 10-K, 10-Q, and issuers and underwriters in equity and debt public companies on disclosure and compliance matters....
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate / Securities Paralegal The candidate will assist with securities law matters and general corporate activities. Will assist with documentation and closing for frequent stock offerings. Assist with the... securities and other reporting obligations of a New York Stock Exchange listed company. Assist... with preparation for Board meetings and minutes. Maintain subsidiaries including preparing annual meeting minutes, resolutions and officer records. Interface with all levels... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets Counsel IV The candidate will be responsible for providing legal services to the energy and commodity businesses of the Bank and its affiliates. Will support other derivatives businesses and its commodity linked notes business, on matters involving the Commodity Exchange Act and other domestic... and international laws pertaining to commodities law compliance or to exchange trading, clearing, margining, reporting... and other requirements of financial reform initia... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consultant V The candidate will be a part of the Consumer Banking and Analysis team, which is responsible for assisting the Consumer Financial Protection (CFP) Executive with planning and managing consumer protection related policies and procedures, and overseeing enterprise-wide efforts to enhance the company's customer experience through effective risk management. Work in close collaboration with management and staff of the company's lines of business (LOBs), ot... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager III The candidate will report directly to the Chief Compliance Officer of Funds Distributor and will actively lead a team of compliance professionals primarily responsible for the development, implementation, monitoring and documentation of oversight programs mandated by the Securities Exchange Commission and FINRA. Will... also represent risk and compliance in various partnership efforts including strategic business initiatives, cross functional policy effor... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager III The candidate will report directly to the Chief Compliance Officer of company and actively lead a team of compliance professionals primarily responsible for the development, implementation, monitoring and documentation of oversight programs mandated by the Securities Exchange Commission and FINRA. Will... also represent risk and compliance in various partnership efforts including strategic business initiatives, cross functional policy efforts, and provide... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel II The candidate will review and analyze swap agreements, foreign exchange agreements, repurchase agreements, securities... lending agreements, credit agreements, risk participation agreements, inter-creditor agreements, credit support documents (including mortgages, security agreements, guaranties, and letters of credit) and other trading, hedging, financing, collateral or related documentation, including documents evidencing legal capacity and authority. Within parame... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consultant V - Investment Adviser and Investment Company Compliance The candidate will conduct regulatory compliance risk management oversight for high risk compliance programs covering registered investment advisers and investment companies under the SEC rules regulations, provide subject matter expertise to the businesses and support group partners on select SEC regulations and risk topics, and provide regulatory compliance risk expertise and consulting for proj... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets Counsel III The candidate will provide legal services to the institutional and international derivatives and fixed income trading businesses of the Bank and its affiliates. Will also support sales and trading desks on matters involving the Commodity Exchange Act and other domestic... and international laws pertaining to traded products and to exchange trading, clearing, margining, reporting... and other requirements of financial reform initiatives. Active State Bar... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V - Investment Advisor and Bank Fiduciary Services The candidate will conduct regulatory compliance risk management oversight for high risk compliance programs covering registered investment advisers and national banks pursuant to the Securities Exchange Act of 1934, Investment... Advisers Act of 1940, and Fiduciary Activities of National Banks pursuant to 12 CFR 9, providing subject matter expertise to the businesses and supporting group partners on selec... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets Counsel 3 Duties: Reports to the Managing Counsel of the Fixed Income, Future Commission Merchant and Swap Dealer Regulation Team of the Derivatives & Foreign Exchange Section of the Law... Department. Responsible for providing legal advice and counsel to the Company’s fixed income derivatives businesses in read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here