seeking a highly skilled securities lawyer with a minimum... of experience managing structured securities offerings. This role requires... expertise in commercial real estate law, particularly in real estate finance, acquisitions, and dispositions. The selected candidate will represent public and private...
of contract law. Oversee the contract review processes, ensuring compliance with applicable laws, regulations, and firm policies.... Review and negotiate contracts with vendors through to successful completion. Provide legal advice and counsel to internal stakeholders related to procurement. Review...
Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...
law firm is seeking a Healthcare Data Privacy Associate Attorney to join its leading global Data Privacy, Cybersecurity, and Digital Assets Practice Group. The candidate will play a crucial role in advising clients on digital healthcare privacy, data protection, cybersecurity,...
Job title: Corporate and Securities Counsel Experience: Minimum 5... at least 2 years securities law and public company... the principal Corporate and Securities Counsel for the company.... This is a hybrid position based in Florham Park, NJ with the possibility...
law firm in Roseland, NJ, seeks a highly skilled Member-level Corporate Attorney with expertise in general corporate matters. The ideal candidate must have at least 5 years of experience and be admitted to the New Jersey Bar. Admission to the...
Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...
VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...
is seeking a skilled Securities Litigation Attorney with a... strong background in securities litigation, arbitration, regulation, and... legal matters related to securities issues, providing sound advice,... and representing clients in litigation proceedings. Duties:Represent clients in securities litigation, arbitration, and regulatory......
department at our headquarter in Stockholm, Sweden. In this role, you will play a critical part in driving significant M&A transactions on a global scale, working with internal and external stakeholders to ensure compliance with applicable laws and regulations wh...
Ethics & Compliance Advisor, . Managed Markets (Market Access) Apply Director, Ethics & Compliance Advisor, . Managed Markets (Market Access) Apply locations United States - New Jersey - Parsippany United States - California - Foster City...
Title: Contracts Manager Experience: 8+ years Education: Bachelor's degree Clearance: Secret (ability to obtain Top Secret/SCI clearance) Salary Range: $113,080 - $192,280 per year Location: 2 locations (hybrid work format) Category: Other Professionals Company: **MEMBERS ONLY**SIGN UP NOW***. Benefits: Health, dental,...
Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 FINRA, the...
City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following areas Contract disputes, including employment, franchise, real estate, construction, insurance...
Tax Expert - Bilingual Spanish (Remote) Job Title: Credentialed Tax Expert - Bilingual Spanish (Remote) Department: Tax Expert Department Company: Intuit Experience: Minimum of 2 seasons of paid Tax Preparation experience with a minimum of 30 tax returns...
Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversight and...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL...
Investigator, Anti-Fraud Investigations - All FINRA Locations Apply Logo locations Rockville, MD (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston,...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Principal Investigator, NCP - IRG - Any Finra Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting)...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting)...
Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Director ID: 2104417 Job Description: The...
Analyst, Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Manager ID: 2104421 Job Description:...
top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer... finance. The Group has more than 130 offices and 80,000 employ...
in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer... finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries...
Analyst, Risk Monitoring - Any Finra Location Apply Logo locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a...
non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL...
Investigator, Anti-Fraud Investigations - All FINRA Locations Apply Logo locations Rockville, MD (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston,...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting)...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Paralegal River Edge, NJ, Edison, NJ, Ewing,NJ, Toms River, NJ, Paramus, NJ About Brandon J. Broderick, Attorney At Law: Brandon J. Broderick is a prestigious and forward-thinking law firm committed to delivering exceptional legal services. With a blend...
York, is currently seeking an associate for our corporate department. This is an exciting opportunity for someone with substantial experience in mergers and acquisitions, financings, and securities compliance to join our... team. If you have excellent writing and analytical...
highly regarded law firm in New York City is seeking a Repurchase Facility / Asset-Based Finance / Capital Markets Associate to join their expanding team. The ideal candidate will have at least 3 years of experience in representing financial institutions,...