VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...
Title Senior Legal Counsel Job Responsibilities The Senior Legal Counsel will be part of the Workplace Investing (WI) legal team at the company, where they will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional...
Firm is seeking an Investment Funds Regulatory Associate to... experience to join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Associate – Investment Funds Regulatory – Law... have strong knowledge of Investment Advisers Act of 1940... and Investment Company Act of 1940... - Private equity and hedge fund formation experience is and compliance advice to investment advisers, family offices, and......
Job Title: Investment Funds, Regulatory Associate Job Responsibilities: -... governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings and respond to examinations. Education and Experience Information: - 1-3 years of investment funds-related regulatory experience at... a global law f...
Title: VP, Compliance Officer, Investment Management Job Responsibilities: The VP,... Compliance Officer for Investment Management is responsible for... program for an SEC-registered investment advisor. Key duties include... providing independent and authoritative advice and guidance on regulatory requirements to internal partners, acting...
Associate - Corporate - Investment Funds Regulatory Job Responsibilities... in the Corporate - Investment Funds Regulatory practice involves... responsibilities include: - Advising investment advisers, family offices, and... other financial institutions on legal, regulatory, and compliance matters. - Operating and ma...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects of the Bank’s full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including...
part of the Private Investment Funds practice at the... Working collaboratively within teams to manage and execute substantial components of fund formation transactions. - Handling transactions with private investment funds, particularly in sectors... such as private equity, real estate, and techn...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
industry. We not only have the best **Members Only** positions, but we also have the most. Midlevel Funds & Investment Management Attorney The candidate'... must have stellar academic credentials and major law firm experience, required. Strong knowledge of the...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Job Title: Of Counsel, Investment Management - Financial Institutions Job... Counsel will join the Investment Management - Financial Institutions... and representation to top-tier investment management firms regarding investment... adviser regulatory matters. Key... regulatory compliance with the Investment Advisers Act of 1940... and other fed...
Job Title: Investment Management Associate - Junior... Mid-level Job Responsibilities: - Engage in investment management transactional work with... Demonstrate familiarity with the Investment Advisers Act of 1940... and the Investment Company Act of 1940. -... Represent institutional investors and... wealth advisory firms, enhancing...
Job Title: Associate, Investment Compliance Job Responsibilities: - Support the... from public and private investment activity. - Monitor the deal... pipeline, confer with deal teams as appropriate, and ensure tracking of potential transactions within company systems. - Conduct research on potentially impacted public securities...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel will be responsible for providing comprehensive legal guidance to senior management and the business, supporting the entirety of the Wealth Management business. Key responsibilities include: - Advising senior management and...
on derivatives-related trading agreements and regulatory obligations within the Investment Management Legal team. The... role entails: - Collaborating with business partners to support Parametric products, clients, and initiatives. - Drafting and negotiating a wide array of contracts, including investment manageme...
Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including...
Title: Broker Dealer Marketing Compliance Job Responsibilities: - Support and/or lead Outsourced Marketing Review (OMR) projects alongside supervisors, relationship managers, account owners, and project leads. - Conduct thorough reviews of clients’ books, records, and other documents to ensure compliance. - Train staff on regulations,...
team. Will provide legal advice to internal business clients on investment advisory, investment company, and... regulatory issues in developing new strategies and supporting existing strategies. Provide legal support to key internal partners, including product development, sales team, compliance, and m...