Title: Senior Compliance Specialist - RCIM Regulatory Librarian Job Responsibilities: In this role, the Senior Compliance Specialist is entrusted with several critical tasks that contribute to the development and maintenance of the company's regulatory inventory, as well as managing and implementing...
Corporate Securities Attorney - Join Shumaker,... in sophisticated and challenging securities work for clients nationwide.... public companies in connection with public and private offerings and regulatory filings under the Securities Exchange Act of 1934.... - Job title:... Corporate Sec...
Job Title: Corporate Securities and Governance Attorney ... United States Job Description: - Seeking a corporate securities and governance attorney to... join its team of legal professionals at **MEMBERS ONLY**SIGN UP NOW***. - Responsible for providing si...
experience in advising public companies on securities compliance, corporate governance, and... other related matters. The successful candidate will have the chance to work closely with a team of professionals to address securities law issues, corporate crises,... executive succession, and share...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Law Firm is seeking Securities Mid-Level Associates to Counsel-Level... Law Firm is looking for experienced securities attorneys ranging from mid-level... associates to counsel-level to join our expanding group. This is an opportunity to join a sophisticated and entrepreneurial practice in a collegial and supportive environment. Ideal candidates will have in-depth experience (4-6 years) in the following areas: • Public company rules and regulations (Securities Act of 1933,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Mid-Level Associates to Counsel-Level... Law Firm is seeking experienced securities attorneys ranging from mid-level... associates to counsel-level to join their expanding group. This is an opportunity to join a sophisticated and entrepreneurial practice in a collegial and supportive environment. Ideal candidates will have in-depth experience (4-6 years) in the following areas: - Public company rules and regulations (Securities Act of 1933, the... Securities Exchang... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-Level Associates to Counsel-Level (Securities) The candidate Should have... 5+ years securities experience in the following... areas: Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934);... Registration and listing of securities, debt obligations and knowledge... of NASDAQ & NYSE Rules; Reporting on Forms 10-K, 10-Q and 8-K; Proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4 and 5); Compliance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Associate and Counsel (Securities) The candidate will help... serve the firm's dynamic clients. Should have in-depth securities experience of 5+ years... in the following areas: public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934),... registration and listing of securities, debt obligations and knowledge... of NASDAQ and NYSE Rules, reporting on Forms 10-K, 10-Q, and 8-K, proxy statements for annual and special shareholder meetings, s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Senior Associates and Counsel... The candidate must have in-depth 7+ years of experience in the following areas: Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934);... Registration and listing of securities, debt obligations, and knowledge... of NASDAQ and NYSE Rules; Reporting on Forms 10-K, 10-Q and 8-K; Proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4, and 5); Compliance with R... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will work closely with senior management of the Global Asset Management (.) Inc. and their functional support groups to provide legal support for a broad range of areas including strategic business initiatives and legal risk issues pertaining to the business. Coordinate external legal services to ensure cost-effective and efficient service delivery to the business. Provide advice and support relating to overall strategy, launch and ongoi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mutual Funds Senior Counsel/Chief Legal Officer Duties: Provide all legal support for the retail mutual funds and the variable product funds. Prepare and review filings with the securities and exchange commission, NASD... and state authorities relative to the mutual funds and variable product funds. Provide legal advice and counsel to management and staff responsible for mutual fund products. Serve as chief legal officer of retail mutual funds and the variable product funds.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Broker/Retail The candidate will function as a senior legal counsel to the senior executives. Will be leading US Distribution, Brokerage & Banking, Operations/Service Delivery, and Corporate Marketing. Along with the Chief Counsel - Regulatory Affairs, the candidate will interface with the SEC, NASD and state regulators in investigations, reviews and other matters. Requirements: Must have a . degree. Should have 15+ years' relevant experience. Should... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Advisory Products. Duties: Provide legal advice and support regarding the Wealth Management platform’s products and services, specifically including the following: the regulation of investment companies, including money market and other funds for which dain or an affiliate may be an adviser or sub-adviser, and the distribution and sale of the following products and services: investment advisory products and services; retirement products and services; ins... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - with 2-5 years of related corporate/business practice experience to join Business Practice Group. Must have experience with a variety of acquisition, merger and other business combination transactions, debt and equity financing transactions, general commercial contract matters, banking and credit transactions and general corporate formation, governance and compliance matters. Strong academic background required along with exceptional research and writing... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here