Title: Regulatory Attorney Job Responsibilities: The Regulatory Attorney at the company is responsible for providing legal and regulatory support to the Wealth Management business, focusing on retail equities, options, and futures trading. Key responsibilities include: - Providing legal and regulatory advice to the...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate Counsel The candidate will compliance with Federal securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including responsibility for 10-Ks,... 10-Qs, 8-Ks, proxy statements and Section 16 filings. Monitoring, maintaining and implementing various corporate governance practices and policies, including compliance with NYSE listing and SOX requirements. Supporting Disclosure Committee and quarterly certification process. Supportin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will serve as a specialist providing legal advice to various members of management across the company in any or all of the following areas: software licensing, litigation, intellectual property, employment law, employment benefits, corporate law, consumer law, real estate law, competition law or mergers and acquisitions. Work directly with senior management to provide legal advice on issues related to software licensing. Work with the sales and s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Legal Affairs The candidate will manage the company's compliance with the securities laws and negotiating and... documenting complex business transactions. Will provide advice to senior management, help manage the legal function, and obtain and oversee the work of outside counsel. Research, analyze and advise leadership and the organization on the federal securities laws (including the Securities... Act of 1933, Securities... Exchange Act of 1934,... Dodd-Frank Act). Pre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director of Legal Affairs Duties: Responsible for managing the Company’s compliance with the securities laws and negotiating and... documenting complex business transactions. Provide advice to senior management, help manage the legal function, and obtain and oversee the work of outside counsel. Research, analyze and advise leadership and the organization on the federal securities laws (including the Securities... Act of 1933, Securities... Exchange Act of 1934,... Dodd-Frank Act). Pre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will handle all legal issues and matters relating to the areas of securities law, corporate governance, treasury... and other legal issues affecting a public company listed on the NYSE. Handle compliance with Federal securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including responsibility for 10-Ks,... 10-Qs, 8-Ks, proxy statements and Section 16 filings. Monitor, maintain and implement various corporate governa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel The candidate will be the “go to†person for all legal issues and matters relating to the areas of securities law, corporate governance, treasury... and other legal issues affecting a public company listed on the NYSE. Compliance with Federal securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including responsibility for 10-Ks,... 10-Qs, 8-Ks, proxy statements and Section 16 filings. Monitoring, maintaining and impl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel – Securities The candidate will be... the “go to” person for all legal issues and matters relating to the areas of securities law, corporate governance, treasury... and other legal issues affecting a public company listed on the NYSE. Responsibilities/Duties: Compliance with Federal securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including responsibility for 10-Ks,... 10-Qs, 8-Ks, proxy statements and Section 16 filings... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel - Securities The candidate will assist... on compliance with Federal securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including responsibility for 10-Ks,... 10-Qs, 8-Ks, proxy statements and Section 16 filings. Will be monitoring, maintaining and implementing various corporate governance practices and policies, including compliance with NYSE listing and SOX requirements. Supporting Disclosure Committee and quarterly c... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Senior Lead Counsel - Capital Markets and Securities read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel - WIM Operations Documents and Disclosures ## About the Role read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here