General Counsel, Corporate & Securities Job Responsibilities: Securities Law Compliance: - Assist... 3, 4, 5). - Ensure compliance with the Securities Exchange Act of 1934... and applicable NASDAQ listing... regulations. - Assist in the preparation and review of earnings releases, investor presentations, and related disclosures....
for corporate governance and securities matters. Your primary responsibilities... will include: - Creating, updating, and maintaining forms and reference materials for corporate governance and matters under the Securities Act of 1933 and... the Secur...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Mutual Fund Law The candidate responsibilities will include: Provide advice to retail and institutional sales and marketing teams on matters related to the distribution of the company's products. Review distribution-related agreements for retail channels, including selling agreements, networking agreements and business agreements. Review distribution and service-related agreements for institutional channels, including recordkeeping and platform agreements. Work wit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Law Firm is seeking an experienced Corporate Securities Senior Counsel Law... Firm is seeking an experienced Corporate Securities Senior Counsel with a... minimum of 10 years of experience preferred. The ideal candidate will possess excellent academic credentials, a commitment to the community, superior interpersonal skills and a demonstrated record of working well under pressure. The candidate should demonstrate exceptional judgment, the ability to effectively handle multiple p... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Corporate Counsel / Director, Corporate Governance and Securities (Legal) Duties: Responsible for... supporting the Chief Legal Officer and the Corporate Secretary on all aspects of corporate governance matters; including support of all major processes related to the Board of Directors, provision of legal advice and counsel to the Board of Directors, Board committees, executive leadership, and others in all areas of securities regulation and compliance, corporate... governa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel 2 - Asset Management Counsel Duties : Will provide substantive and practical legal advice on the application of a variety of laws and regulations, including the Securities Exchange Act of 1934,... Investment Advisers Act of 1940, Investment Company... Act of 1940, Securities Act... of 1933, Commodity... Exchange... Act and FINRA rules... to... an investment management business. Identifying and analyzing complex legal issues arising with respect to distribution and strategic distribution-... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Securities Transactions The candidate will... be working closely with the firm’s portfolio management and research teams and other business units to provide advice and counseling with respect to investment, corporate restructuring, and bankruptcy-related matters on behalf of Franklin’s registered funds and advisers, private funds, and institutional clients. Reviewing and negotiating investment-related documentation related to debt, equity (venture and private equity)... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Attorney - Securities Transactions read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V: Bank Fiduciary and Transfer Agency Activities Duties: Fulfill regulatory compliance oversight role for assigned programs and support the associated Proponency functions for regulatory sources which may include transfer agency activities pursuant to the Securities Exchange Act of 1934,... Recordkeeping and Confirmation Requirements... pursuant to 12 CFR 12, and Fiduciary Activities of National Banks pursuant to 12 CFR 9.. Provide oversight, guidance and cre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V: Bank Fiduciary and Transfer Agency Activities Duties: Fulfill regulatory compliance oversight role for assigned programs and support the associated Proponency functions for regulatory sources which may include transfer agency activities pursuant to the Securities Exchange Act of 1934,... Recordkeeping and Confirmation Requirements... pursuant to 12 CFR 12, and Fiduciary Activities of National Banks pursuant to 12 CFR 9.. Provide oversight, guidance and cre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Client Manager Company Securities Control Room (Compliance Consultant... V) The candidate will be tasked with handling highly sensitive and nonpublic information with profound care. Proficiently assess corporate finance and capital markets transactions for regulatory, legal and reputation conflicts. Creatively fashion methodology for information barrier-related issues and resolution of client conflicts dealing with all types of capital markets activities including: M&A engageme... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
office of our client seeks a corporate governance director with 5-10 years of relevant experience, including experience with a top-tier law firm. The candidate will be responsible for supporting the Chief Legal Officer and the Corporate Secretary on all aspects... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here