Title: Legal Affairs Manager Job Responsibilities: The Legal Affairs Manager will be an integral part of the Asset Management Legal team within the General Counsel’s Organization at the company. The primary focus will be on supporting Columbia Threadneedle Investments' registered investment companies,...
advising public companies on securities compliance, including financial reporting... compliance matters under the Securities Exchange Act of 1934.... with the law firm's Public Companies & Governance team to provide day-to-day securities law counseling and handle... significant governance transactions. These t...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel The candidate will serve as a specialist providing legal advice to various members of management across the company in any or all of the following areas: software licensing, litigation, intellectual property, employment law, employment benefits, corporate law, consumer law, real estate law, competition law or mergers and acquisitions. Work directly with senior management to provide legal advice on issues related to software licensing. Work with the sales and s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consultant V - Investment Adviser and Investment Company Compliance The candidate will conduct regulatory compliance risk management oversight for high risk compliance programs covering registered investment advisers and investment companies under the SEC rules regulations, provide subject matter expertise to the businesses and support group partners on select SEC regulations and risk topics, and provide regulatory compliance risk expertise and consulting for proj... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V - Investment Advisor and Bank Fiduciary Services The candidate will conduct regulatory compliance risk management oversight for high risk compliance programs covering registered investment advisers and national banks pursuant to the Securities Exchange Act of 1934,... Investment Advisers Act of 1940, and Fiduciary... Activities of National Banks pursuant to 12 CFR 9, providing subject matter expertise to the businesses and supporting group partners on selec... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel IV The candidate will be the primary attorney providing legal support to the following functions within the company's retail brokerage line of business within WIM: (a) equity, fixed income and spot foreign currency trading; (b) equity and fixed income securities offerings; (c) commodity futures... trading and futures credit risk; (d) listed securities options; (e) market-linked securities... and certificates of deposit;... and (f) securities research. Must have 8+... years of ex... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant 5: Bank Fiduciary & Transfer Agency Activities Duties: Fulfill regulatory compliance oversight role for assigned programs and support the associated Proponency functions for regulatory sources which may include transfer agency activities pursuant to the Securities Exchange Act of 1934,... Recordkeeping and Confirmation Requirements... pursuant to 12 CFR 12, and Fiduciary Activities of National Banks pursuant to 12 CFR 9.. Provide oversight, guidance and cre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V: Bank Fiduciary and Transfer Agency Activities Duties: Fulfill regulatory compliance oversight role for assigned programs and support the associated Proponency functions for regulatory sources which may include transfer agency activities pursuant to the Securities Exchange Act of 1934,... Recordkeeping and Confirmation Requirements... pursuant to 12 CFR 12, and Fiduciary Activities of National Banks pursuant to 12 CFR 9.. Provide oversight, guidance and cre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V: Bank Fiduciary and Transfer Agency Activities Duties: Fulfill regulatory compliance oversight role for assigned programs and support the associated Proponency functions for regulatory sources which may include transfer agency activities pursuant to the Securities Exchange Act of 1934,... Recordkeeping and Confirmation Requirements... pursuant to 12 CFR 12, and Fiduciary Activities of National Banks pursuant to 12 CFR 9.. Provide oversight, guidance and cre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V: Bank Fiduciary and Transfer Agency Activities Duties: Fulfill regulatory compliance oversight role for assigned programs and support the associated Proponency functions for regulatory sources which may include transfer agency activities pursuant to the Securities Exchange Act of 1934,... Recordkeeping and Confirmation Requirements... pursuant to 12 CFR 12, and Fiduciary Activities of National Banks pursuant to 12 CFR 9.. Provide oversight, guidance and cre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Alternative Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with... compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Sr Counsel Requisition ID 16374 Full/Part Time Full Time Location Lisle, IL Southfield, MI Bloomington, MN Description read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here